Eileen M. Sharkey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eileen Mary Sharkey, who also goes by Eileen Darling, was a registered financial professional .
Eileen is a previously registered financial professional and started their career in finance in 1980. Eileen had worked at 3 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1999 - January 13, 2021
SHARKEY HOWES & JAVER INC
July 12, 1988 - February 14, 1992
ASSOCIATED SECURITIES CORP.
March 3, 1980 - July 9, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
Primary Firm SEC Registration
SHARKEY HOWES & JAVER INC
CRD#: 106050 / SEC#: 801-38328
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/22/1980
Registered Representative ExaminationCurrent Firm
SHARKEY HOWES & JAVER INC
CRD#: 106050 / SEC#: 801-38328
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,390 |
| AUM (Assets Under Management) | $ 917,028,734 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
