Tracy L. Ronningen

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CRD#: 705560

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tracy Lewis Ronningen was a registered financial professional .

Tracy is a previously registered financial professional and started their career in finance in 1980. Tracy had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ENTERPRISE IRRIGATION DISTRICT, NOT INVESTMENT RELATED, 3939 S 6TH STREET #325 KLAMATH FALLS OR 97603, WATER DELIVERY, PRESIDENT, STARTED DECEMBER 2007, DEVOTE 3 HOURS PER MONTH, I AM ONE OF THREE DIRECTORS AND GUIDE THE POLICIES, PRACTICES AND PROVIDE DIRECTION TO IT MANAGEMENT ON THE OPERATIONS OF THE DISTRICT. SKY OAK WEALTH MANAGEMENT; INVESTMENT RELATED; 229 N. BARTLETT, MEDFORD OR 97501; WWW.SKYOAK.COM; STARTED 1/2013; DIRECTOR OF IRA SERVICES; ASSIST PEOPLE TO ESTABLISH IRA ACCOUNTS WITH A SELF DIRECTED CUSTODIAN AND TO ASSIST AND PROVIDE SERVICE IN PURCHASING NON-TRADITIONAL IRA ASSETS WITH NO RECOMMENDATION OR AUTHORITY; DEVOTE 20 HOURS PER MONTH; 50% OF INCOME; COMPENSATED OFF OF A FEE SCHEDULE. SKY OAK FINANCIAL; INVESTMENT RELATED; 229 N BARTLETT ST, MEDFORD OR 97501; WWW.SKYOAK.COM; STARTED 8/2013; DIRECTOR OF IRA SERVICES; ASSIST PEOPLE TO ESTABLISH IRA ACCOUNTS WITH A SELF DIRECTED CUSTODIAN AND TO ASSIST AND PROVIDE SERVICE IN PURCHASING NON-TRADITIONAL IRA ASSETS WITH NO RECOMMENDATION OR AUTHORITY; DEVOTE 20 HOURS PER MONTH; 50% OF INCOME; COMPENSATED OFF OF A FEE SCHEDULE. THE EXCHANGE CLUB OF KLAMATH FALLS;NON INVESTMENT RELATED; STARTED 7/2013; BOARD MEMBER; 1-2 HOURS PER MONTH

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 22, 2019 - August 19, 2024

SKYOAK WEALTH

RIA

CRD#: 299564

Medford, OR

Past

March 28, 2014 - January 4, 2021

KW SECURITIES CORPORATION

CRD#: 8237

KLAMATH FALLS, OR

Past

December 2, 2013 - March 29, 2019

SKYOAK CAPITAL, INC.

RIA

CRD#: 154248

LAS VEGAS, NV

Past

January 14, 2013 - March 4, 2014

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

MEDFORD, OR

Past

April 8, 1996 - July 20, 2012

SOUTH VALLEY WEALTH MANAGEMENT

CRD#: 14797

KLAMATH FALLS, OR

Past

March 8, 1994 - May 26, 1995

U.S. BANCORP SECURITIES

CRD#: 17439

PORTLAND, OR

Past

March 10, 1980 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

March 10, 1980 - March 8, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 10, 1980 - March 8, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SKYOAK WEALTH

SKYOAK WEALTH | SKYOAK WEALTH LLC

CRD#: 299564 / SEC#: 801-114715

RIA

Registered Investment Advisory firm - (1/16/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/22/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/1985

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 3/1/1980

Registered Representative Examination

Current Firm

SKYOAK WEALTH

SKYOAK WEALTH | SKYOAK WEALTH LLC

CRD#: 299564 / SEC#: 801-114715

RIA

Registered Investment Advisory firm - (1/16/2019 Approved)

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Contact information

Main Address

28411 Northwestern Hwy Suite 760, Southfield, MI 48034

Mailing Address

Phone number

(248) 348-6500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/21/2025)

Regulatory assets under management

Total Number of Accounts	1,207
AUM (Assets Under Management)	$ 601,394,803

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Tracy L. Ronningen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KW SECURITIES CORPORATION

SKYOAK CAPITAL, INC.

INTEGRITY ALLIANCE, LLC.

SOUTH VALLEY WEALTH MANAGEMENT

U.S. BANCORP SECURITIES

AMERICAN EXPRESS FINANCIAL CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

SKYOAK WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 6/22/1994

SIE

Date: 10/1/2018

Series 7

Date: 12/14/1985

Series 1

Date: 3/1/1980

Current Firm

SKYOAK WEALTH

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SKYOAK WEALTH

TRUST BUT VERIFY

Contact information

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