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HS

Hayden J. Smith

BDO CAPITAL ADVISORS
BOSTON, MA 02110
Some features on this profile are disabled
CRD#: 7055589
HS

Professional summary

Hayden James Smith is a registered financial professional currently at BDO CAPITAL ADVISORS, LLC located in Boston, Massachusetts.

Hayden is registered as a RR (Registered Representative) and started their career in finance in 2021. Hayden has worked at 2 firms and has passed the Series 63, Series 66, Series 79TO, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hayden James Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 12, 2023 - Present

BDO CAPITAL ADVISORS, LLC

Office #1: One International Place 4th Floor, Boston, MA, 02110
BD
CRD#: 109679
BOSTON, MA
Past

September 9, 2021 - October 18, 2022

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
CHARLOTTE, NC
Past

August 3, 2021 - October 18, 2022

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(4/12/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 12/21/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 9/9/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 4/12/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/3/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/28/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BDO CAPITAL ADVISORS, LLC
BDO CAPITAL ADVISORS, LLC | TRENWITH SECURITIES, LLC | BDO CORPORATE FINANCE, LLC

CRD#: 109679 / SEC#: , 8-53100

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One International Place 4th Floor, Boston, MA, 02110
Mailing Address
One International Place 4th Floor, Boston, MA, 02110
Phone number
(617) 442-7576
Established
Delaware since 12/14/1999
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (28 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TRENWITH GROUP, LLCHOLDING COMPANY
FRANK, JASON REEDCEO/CCO4670322
HEAD, BLAKE JACKSONPRINCIPAL6611446
THORNTON, STEVEN LEEFINOP4496384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BDO CAPITAL ADVISORS, LLC

CRD#: 109679Boston, MA 02110

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