Ross A. Donaghay
Professional summary
Ross Alan Donaghay II, who also goes by Ross Alan Donaghay, is a registered financial advisor currently at CAPITAL ANALYSTS located in Tucson, Arizona and LINCOLN INVESTMENT located in Tucson, Arizona.
Ross is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Ross has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ross Alan Donaghay II's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 2022 - Present
CAPITAL ANALYSTS
Office #1: 2850 N Swan Rd Suite 120, Tucson, AZ 85712August 2, 2021 - Present
LINCOLN INVESTMENT
Office #1: 2850 N Swan Rd Suite 120, Tucson, AZ 85712Primary Firm SEC Registration
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/16/2022)
(11/16/2022)
(3/1/2024)
(7/18/2025)
Exams
Series 7TO
Date: 7/31/2021
General Securities Representative ExaminationFINRA
Current Firm
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
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