Chad J. Peterson
VALMARK ADVISERS
Rice Lake, WI 54868
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CRD#: 7055264
Professional summary
Chad Jeff Peterson, CFP® is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Rice Lake, Wisconsin and VALMARK SECURITIES, INC. located in Rice Lake, Wisconsin.
Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Chad has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Business and Estate Advisers of WI, Inc.; 738 N. Wilson Ave., Rice Lake, WI 54868; Financial Planning Specialist; Financial plan design, implementation, and monitoring; YES Investment Related; Start Date 8/14/2020; Approximately 40+ hrs. per month; paid as W2 income./// 2) B&E WI Real Estate Holdings, LLC; 738 N. Wilson Ave, Rice Lake, WI 54868; Rental LLC that owns the building that Business & Estate Advisers of WI Inc. currently occupies and rents; Owner / Member; NOT Investment Related; 09/28/2023; 49% owner of LLC; Approximately 1-5 hrs. per month; Compensation paid in the form of rental income./// 3) Rice Lake Area Scholarship Foundation; PO Box 229, Rice Lake, WI 54868; Local non-profit scholarship foundation for the purpose of providing college scholarships to local high school students; Vice President; NOT Investment Related; Start Date 04/01/2024; Approximately 1-5 hours per month; This is a volunteer position and no compensation will be paid.///
CRS (Client Relationship Summary) - RIA
Click below to view Chad Jeff Peterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
July 12, 2021 - Present
VALMARK ADVISERS, INC.
Office #1: 738 N Wilson Ave, Rice Lake, WI 54868RIA
CRD#: 108050
Rice Lake, WI
Current
May 19, 2021 - Present
VALMARK SECURITIES, INC.
Office #1: 112 W Knapp Street, Rice Lake, WI 54868Office #2: 738 North Wilson Avenue, Rice Lake, WI 54868BD
CRD#: 31243
Rice Lake, WI
Past
February 25, 2019 - August 26, 2020
WIPFLI FINANCIAL ADVISORS, LLC
RIA
CRD#: 109983
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(1/3/2025)
IAR
Minnesota(7/22/2025)
RR
Washington(9/30/2025)
RR
Wisconsin(7/6/2021)
IAR
Wisconsin(7/12/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/18/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
