LW
Lucius Williamson
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES
SACRAMENTO, CA 95825-8549
Some features on this profile are disabled
CRD#: 705509
LW
Professional summary
Lucius Williamson JR is a registered financial advisor currently at BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Sacramento, California and BFC PLANNING, INC. located in Sacramento, California.
Lucius is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Lucius has worked at 6 firms and has passed the Series 63, Series 22TO, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.LUCIUS WILLIAMSON, JR. INSURANCE-N-SACRAMENTO, CA-INSURANCE-AGENT-10/2008-48-0-SELLING INSURANCE PRODUCTS, LTC AND DISABILITY 2. St. Paul's Baptist Church-N-Sacramento, CA-Classes on financial planning-Instructor-02/2017-0-0-Conduct classes or individual appointments on concepts of financial planning 3.Williamson Financial Solutions-Y-Sacramento, CA-Security & Advisory Services-Owner-12/2017-80-3-used for Security & Advisory Services. 4.Sounds Reasoning Ministries-N-Sacramento, CO-Identify training locations for SRM Workshops-Board Member-03/2019-3-0-Identify training locations and opportunities for SRM workshops both local & national. Find and recruit additional individual and corporate sponsorships for SRM's local workshop, apologetics boot camp. 5. Circle of Wealth-Y-Sacramento, CA-Discussing Fixed Insurance products-Financial Advisor-06/2021-20-1-Discussing Fixed Insurance products will not include security investment details other than general account balances or other high-level account characteristics. 6. Alignable Networking- N- Sacramento, CA- Business networking community- Member- 11/2022- 5- 0- Nationwide networking for business owners. 7. Legal Shield- N- Sacramento, CA- Independent Agent- 06/2023- 15- 0- Helping people obtain access to legal counsel for a fee. 8. Greater Arden Arcade Chamber- N- Sacramento, CA- Member- 09/2023- 1- 0- Chamber of commerce. 9. Williamson and Associates- N- Sacramento, CA- Insurance specialist- 11/2023- 30- 0- Selling life, disability, LTC and other insurance products. 10. Business Networking International- N- Sacramento, CA- Member- 01/2024- 1- 0- Participating in networking luncheons. 11. Greater Arden Chamber Mixer- Sacramento, CA- Host- 03/2024- 0- 0- Hosting a chamber mixer.
CRS (Client Relationship Summary) - RIA
Click below to view Lucius Williamson JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2008 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 1111 Howe Avenue Suite 530, Sacramento, CA 95825-8549RIA
BD
CRD#: 13609
SACRAMENTO, CA
Current
January 3, 2017 - Present
BFC PLANNING, INC.
Office #1: 1111 Howe Avenue Suite 530, Sacramento, CA 95825-8549RIA
CRD#: 119682
Sacramento, CA
Current
April 14, 2008 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 1111 Howe Avenue Suite 530, Sacramento, CA 95825-8549RIA
BD
CRD#: 13609
SACRAMENTO, CA
Past
March 15, 2006 - February 28, 2008
SSN ADVISORY, INC.
RIA
CRD#: 126090
SACRAMENTO, CA
Past
March 15, 2006 - February 28, 2008
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
SACRAMENTO, CA
Past
July 6, 2004 - March 20, 2006
LPL FINANCIAL LLC
RIA
CRD#: 6413
SACRAMENTO, CA
Past
July 6, 2004 - March 20, 2006
LPL FINANCIAL LLC
BD
CRD#: 6413
SACRAMENTO, CA
Past
September 9, 1997 - July 8, 2004
WADDELL & REED
RIA
CRD#: 866
SACRAMENTO, CA
Past
November 13, 1978 - July 8, 2004
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/24/2024)
RR
Arizona(4/14/2008)
IAR
California(3/31/2008)
RR
California(4/14/2008)
RR
Colorado(9/22/2008)
RR
Florida(3/14/2024)
RR
Georgia(4/14/2008)
RR
Mississippi(9/10/2020)
RR
Montana(5/23/2018)
RR
Nebraska(12/3/2020)
RR
New York(4/14/2008)
RR
North Carolina(4/17/2008)
RR
Oklahoma(9/17/2018)
RR
Texas(9/14/2018)
RR
Utah(4/14/2008)
RR
Virginia(6/29/2016)
RR
Washington(4/14/2008)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BFC PLANNING, INC.
CRD#: 119682Sacramento, CA 95825-8549TRUST BUT VERIFY
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