John S. Harris

ZIMMERMAN WEALTH MANAGEMENT

EVANSTON, IL 60201

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CRD#: 7054990

Professional summary

John Samuel Harris, CFP®, who also goes by John Harris, is a registered financial advisor currently at ZIMMERMAN WEALTH MANAGEMENT, LLC located in Evanston, Illinois.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. John has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

John Harris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Samuel Harris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

May 27, 2026 - Present

ZIMMERMAN WEALTH MANAGEMENT, LLC

Office #1: 500 Davis Street Suite 1005, Evanston, IL 60201

RIA

CRD#: 127526

EVANSTON, IL

Past

December 6, 2021 - October 1, 2025

PATHSTONE

RIA

CRD#: 151736

BELLEVUE, WA

Past

April 4, 2019 - June 18, 2021

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

SEATTLE, WA

Past

March 18, 2019 - June 18, 2021

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZIMMERMAN WEALTH MANAGEMENT, LLC

HEFTER WEALTH MANAGEMENT, LLC | ZIMMERMAN WEALTH MANAGEMENT, LLC

CRD#: 127526 / SEC#: 801-62210

RIA

Registered Investment Advisory firm - (7/14/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/4/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/18/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/1/2019

Securities Industry Essentials Examination

Current Firm

ZIMMERMAN WEALTH MANAGEMENT, LLC

HEFTER WEALTH MANAGEMENT, LLC | ZIMMERMAN WEALTH MANAGEMENT, LLC

CRD#: 127526 / SEC#: 801-62210

RIA

Registered Investment Advisory firm - (7/14/2003 Approved)

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Contact information

Main Address

500 Davis Street Suite 1005, Evanston, IL 60201

Mailing Address

Phone number

(847) 556-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZIMMERMAN WEALTH MANAGEMENT PART 2A (3/18/2025)

ZIMMERMAN WEALTH MANAGEMENT, LLC 2025 FORM ADV2 (3/18/2025)

Regulatory assets under management

Total Number of Accounts	210
AUM (Assets Under Management)	$ 447,216,593

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John S. Harris

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Samuel Harris's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZIMMERMAN WEALTH MANAGEMENT, LLC

PATHSTONE

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

ZIMMERMAN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/4/2019

Series 7TO

Date: 3/18/2019

SIE

Date: 3/1/2019

Current Firm

ZIMMERMAN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZIMMERMAN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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