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MA

Mark S. Anglin

BALES FINANCIAL ADVISORS,
Cumming, GA 30040
Some features on this profile are disabled
CRD#: 7054988
MA

Professional summary

Mark Steven Anglin, who also goes by Mark Anglin, is a registered financial advisor currently at BALES FINANCIAL ADVISORS, INC located in Cumming, Georgia.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Mark has worked at 3 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mark Anglin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BALES FINANCIAL GROUP; INVESTMENT RELATED; 512 DAHLONEGA ST, CUMMING, GA 30040; Fixed insurance sales; INDEPENDENT AGENT; STARTED 08/2018; 40 HOURS/MONTH DEVOTED; 40 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF INSURANCE PRODUCTS. Retirement Wealth Advisors, Inc; Investment Related; Cumming, GA; Investment Advisor Representative; Advisory Services Offered; 120 hours per month spent during trading hours; Started 04/2019. Anglin Insurance Group, Inc.; Investment Related; Owner/Insurance Agent; Dahlonega, GA; Start Date 02/2025; Approximately 20 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Steven Anglin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 2, 2020 - Present

BALES FINANCIAL ADVISORS, INC

Office #1: 212 Webb Street Suite 101, Cumming, GA 30040
RIA
CRD#: 309477
Cumming, GA
Past

April 10, 2019 - July 31, 2020

BROOKSTONE WEALTH ADVISORS, LLC

RIA
CRD#: 137658
CUMMING, GA
Past

December 21, 2018 - April 4, 2019

CREATIVEONE WEALTH, LLC

RIA
CRD#: 281213
Cumming, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(7/2/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/8/2018
Uniform Investment Adviser Law Examination

Current Firm

BF
BALES FINANCIAL ADVISORS, INC
BALES FINANCIAL ADVISORS, INC

CRD#: 309477 / SEC#:

Georgia
Registered Investment Advisory firm - (7/2/2020 Approved)
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Contact information

Main Address
212 Webb Street Suite 101, Cumming, GA 30040
Mailing Address
Phone number
(678) 807-7157
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts351
AUM (Assets Under Management)$ 42,756,213

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BALES FINANCIAL ADVISORS, INC

CRD#: 309477Cumming, GA 30040

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