James M. Morris

FMA WEALTH MANAGEMENT

Duxbury, MA 02332

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CRD#: 705495

Professional summary

James Marc Morris, AIF®, CFP® is a registered financial advisor currently at FMA WEALTH MANAGEMENT, LLC located in Duxbury, Massachusetts.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. James has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.

Question & Answer

What are your service offerings?

Investment Planning

Comprehensive Financial Planni...

Retirement Planning

Insurance Planning

Tax Planning

Estate Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) J.M. Morris & Associates: Servicing fixed insurance products; less than 1 hour per month; as of 06/06/19; conducted at branch location; investment related. 2.) J.M. Morris & Associates: Planning and data preparation, as owner and client manager assisting client with the preparation of tax returns but does not physically prepare or sign any returns, spends 2-4 hrs/day during tax season, non-investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Marc Morris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1982

Experience

Current

March 31, 2021 - Present

FMA WEALTH MANAGEMENT, LLC

Office #1: 33 Railroad Avenue Suite 2, Duxbury, MA 02332

RIA

CRD#: 313049

Duxbury, MA

Past

November 13, 2019 - April 12, 2021

FSA WEALTH MANAGEMENT, LLC

RIA

CRD#: 288525

DUXBURY, MA

Past

November 14, 2006 - November 1, 2019

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

DUXBURY, MA

Past

January 1, 2001 - September 29, 2020

FINANCIAL MANAGEMENT ASSOCIATES, LLC

RIA

CRD#: 109531

DUXBURY, MA

Past

June 16, 1982 - April 24, 1996

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

February 29, 1980 - November 1, 2019

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

DUXBURY, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FMA WEALTH MANAGEMENT, LLC

CRD#: 313049 / SEC#: 801-120645

RIA

Registered Investment Advisory firm - (3/31/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/31/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/23/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/6/1990

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 2/23/1980

Registered Representative Examination

Current Firm

FMA WEALTH MANAGEMENT, LLC

CRD#: 313049 / SEC#: 801-120645

RIA

Registered Investment Advisory firm - (3/31/2021 Approved)

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Contact information

Main Address

33 Railroad Avenue Suite 2, Duxbury, MA 02332

Mailing Address

Phone number

(781) 934-7880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FMA DISCLOSURE BROCHURE (1/31/2025)

Regulatory assets under management

Total Number of Accounts	429
AUM (Assets Under Management)	$ 157,397,852

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

James M. Morris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Marc Morris's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSA WEALTH MANAGEMENT, LLC

COMMONWEALTH FINANCIAL NETWORK

FINANCIAL MANAGEMENT ASSOCIATES, LLC

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

COMMONWEALTH FINANCIAL NETWORK

Primary Firm SEC Registration

FMA WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/23/1980

SIE

Date: 10/1/2018

Series 7

Date: 9/6/1990

Series 1

Date: 2/23/1980

Current Firm

FMA WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FMA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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