Donald A. Johnson

DUNNAVAN & CO.

MINNEAPOLIS, MN 55414

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CRD#: 705491

Professional summary

Donald Andrew Johnson is a registered financial advisor currently at DUNNAVAN & CO. located in Minneapolis, Minnesota.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Donald has worked at 5 firms and has passed the Series 63 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Andrew Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2021 - Present

DUNNAVAN & CO.

Office #1: 43 Main Street S.e. Suite 506, Minneapolis, MN 55414

RIA

CRD#: 109058

MINNEAPOLIS, MN

Past

January 2, 2015 - December 31, 2020

CAPITAL FORMATION STRATEGIES INC

RIA

CRD#: 111124

ST PAUL, MN

Past

March 19, 1990 - December 31, 2007

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

SAINT PAUL, MN

Past

June 24, 1986 - March 19, 1990

PRINCETON AMERICAN EQUITIES CORPORATION

CRD#: 14491

PHOENIX, AZ

Past

March 10, 1980 - July 10, 1986

MORISON SECURITIES, INC.

CRD#: 8097

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DUNNAVAN & CO.

C. C. DUNNAVAN & CO., INC. | DUNNAVAN C C & CO INC | DUNNAVAN & CO.

CRD#: 109058 / SEC#: 801-14602

RIA

Registered Investment Advisory firm - (6/1/1979 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/10/2021)

IAR

Texas
(1/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/3/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 2/28/1980

Registered Representative Examination

Current Firm

DUNNAVAN & CO.

C. C. DUNNAVAN & CO., INC. | DUNNAVAN C C & CO INC | DUNNAVAN & CO.

CRD#: 109058 / SEC#: 801-14602

RIA

Registered Investment Advisory firm - (6/1/1979 Approved)

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Contact information

Main Address

43 Main Street S.e. Suite 506, Minneapolis, MN 55414

Mailing Address

Phone number

(612) 630-1101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

C. C. DUNNAVAN & CO., INC. FIRM BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	243
AUM (Assets Under Management)	$ 391,909,827

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald A. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Andrew Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

DUNNAVAN & CO.

CAPITAL FORMATION STRATEGIES INC

VSR FINANCIAL SERVICES, INC.

PRINCETON AMERICAN EQUITIES CORPORATION

MORISON SECURITIES, INC.

Primary Firm SEC Registration

DUNNAVAN & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/3/1980

Series 1

Date: 2/28/1980

Current Firm

DUNNAVAN & CO.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DUNNAVAN & CO.

TRUST BUT VERIFY

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