Donald Andrew Johnson
Professional Summary
Donald Andrew Johnson is a registered financial advisor currently at DUNNAVAN & CO. located in Minneapolis, Minnesota. Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Donald has worked at 5 firms and has passed the Series 63 and Series 1 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
46 years in the financial services industry
Current & Past Employments
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Current Firm
C. C. DUNNAVAN & CO., INC. | DUNNAVAN C C & CO INC | DUNNAVAN & CO.
Contact Information
Main Address
43 Main Street S.e. Suite 506, Minneapolis, MN 55414Phone Number
(612) 630-1101# of Employees
6SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
231AUM (Assets Under Management)
$392,678,403Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
C. C. DUNNAVAN & CO., INC. | DUNNAVAN C C & CO INC | DUNNAVAN & CO.
State Registrations and Notice Filings
(1/10/2021)
(1/10/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Feb 1980Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Donald Andrew Johnson's CRS (Customer Relationship Summary).
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