Lawrence K. Vassar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Kendall Vassar, who also goes by Larry Vassar, Lawrence K Vassar, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1980. Lawrence had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2019 - December 18, 2019
WEALTHPLAN PARTNERS
May 7, 2019 - December 17, 2019
SECURITIES AMERICA, INC.
January 8, 2013 - May 16, 2017
FORTA FINANCIAL GROUP, INC.
January 8, 2013 - May 16, 2017
FORTA FINANCIAL GROUP, INC.
May 3, 2012 - January 22, 2013
EQUITABLE ADVISORS, LLC
December 1, 2011 - January 22, 2013
EQUITABLE ADVISORS, LLC
November 26, 2001 - December 7, 2011
VALIC FINANCIAL ADVISORS, INC.
August 23, 2001 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
August 23, 2001 - December 7, 2011
VALIC FINANCIAL ADVISORS, INC.
October 1, 1997 - September 5, 2001
AMERICAN GENERAL SECURITIES INCORPORATED
May 14, 1996 - October 1, 1997
USLIFE EQUITY SALES CORP.
April 14, 1993 - May 1, 1996
NATIONWIDE SECURITIES, LLC
June 10, 1991 - May 7, 1996
INVESTORS BROKERAGE SERVICES, INC.
March 12, 1990 - June 20, 1991
WOODBURY FINANCIAL SERVICES, INC.
May 17, 1985 - March 17, 1990
CETERA ADVISORS LLC
September 28, 1982 - May 23, 1985
OSAIC FS, INC.
March 10, 1980 - March 18, 1982
THE VARIABLE ANNUITY MARKETING COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/28/1980
Registered Representative ExaminationCurrent Firm
WEALTHPLAN PARTNERS
CRD#: 158935 / SEC#: 801-72705
Contact information
Red Flags
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