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Tyler W. Mains

LAZEAR CAPITAL SECURITIES
Westlake, OH 44145
CRD#: 7054486
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Tyler William MainsLAZEAR CAPITAL SECURITIES

Professional summary

Tyler William Mains is a registered financial professional currently at LAZEAR CAPITAL SECURITIES, LLC located in Westlake, Ohio.

Tyler is registered as a RR (Registered Representative) and started their career in finance in 2019. Tyler has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tyler William Mains's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 2, 2019 - Present

LAZEAR CAPITAL SECURITIES, LLC

Office #1: 159 Crocker Park Blvd. 4th Floor, Office 412, Westlake, OH 44145Office #2: 995 Yard Street Suite 180, Columbus, OH 43212Office #3: 995 Yard Street Suite 180, Columbus, OH 43212
BD
CRD#: 298578
Westlake, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/8/2019)
RR
Colorado
(8/19/2019)
RR
Florida
(1/5/2024)
RR
Georgia
(9/4/2019)
RR
Illinois
(7/29/2021)
RR
Indiana
(10/2/2019)
RR
Kentucky
(8/13/2019)
RR
Michigan
(9/10/2019)
RR
Missouri
(7/1/2020)
RR
Nevada
(10/3/2019)
RR
New Jersey
(2/15/2021)
RR
New York
(8/8/2019)
RR
North Carolina
(2/15/2021)
RR
North Dakota
(1/8/2020)
RR
Ohio
(5/7/2019)
RR
Oregon
(2/15/2021)
RR
Pennsylvania
(8/12/2019)
RR
Washington
(6/27/2024)
RR
West Virginia
(8/22/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 6/14/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/18/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/22/2018
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

LC
LAZEAR CAPITAL SECURITIES, LLC
LAZEAR CAPITAL SECURITIES, LLC

CRD#: 298578 / SEC#: , 8-70203

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
401 N. Front Street Suite 250, Columbus, OH 43215
Mailing Address
401 N. Front Street Suite 250, Columbus, OH 43215
Phone number
(614) 832-8410
Established
Ohio since 07/17/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
BCL HOLDING CORPORATIONOWNER
MRM HOLDINGS, INC.OWNER
SANDOVER CAPITAL, LTD.OWNER
BEATON, DANIEL STEWARTFINOP, PFO, POO4240769
GRIFFITH, ANN MARGARETCHIEF COMPLIANCE OFFICER AND DESIGNATED PRINCIPAL2936554
PAZARENTZOS, DEMETRIOS ELIASCEO AND DESIGNATED PRINCIPAL7582856

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LAZEAR CAPITAL SECURITIES, LLC

CRD#: 298578Westlake, OH 44145

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