JL
Jennifer C. Ladner
VALIC FINANCIAL ADVISORS
Ridgeland, MS 39157
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CRD#: 7054445
JL
Professional summary
Jennifer Caveny Ladner, who also goes by Jennifer Lee Caveny, Jennifer Ladner, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Ridgeland, Mississippi.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Jennifer has worked at 2 firms and has passed the Series 66, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer Lee Caveny | Jennifer Ladner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2023 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as Agent to sell non-securities insurance products for AGIA LADNER PROPERTIES POSITION: partial owner NATURE: My husband and I jointly own one rental property, purchased September 30, 2023. The property is titled in our names, not under a business or organization. We secured a bank loan to purchase the property and the monthly rental payments go toward our mortgage on the property. At this time we are not making any profit on the property. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/30/2023 ADDRESS: 67 Honors Lane, Hattiesburg MS 39402, United States DESCRIPTION: My duties include collecting rent from tenants, managing maintenance, paying any bills such as the monthly mortgage and utilities. SOUTH MISSISSIPPI PROMOTIONAL GROUP, LLC POSITION: Registered Agent NATURE: South Mississippi Promotional Group, LLC is a marketing company thatserves as an NIL (Name Image Likeness) collective to manage promotional and marketing agreements/relationships between businesses/organizations and athletes. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/02/2023 ADDRESS: 14 Orleans Drive, Hattiesburg MS 39402, United States DESCRIPTION: My duties as the Registered Agent are clerical. I submitted the documentation to setup the organization with the Mississippi Secretary of State. I will document the agreements between athletes and businesses. I manage data and mailings and advertising of the services offered.
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Caveny Ladner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Caveny Ladner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 30, 2023 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 113 West Jackson Street Suite 2a, Ridgeland, MS 39157RIA
BD
CRD#: 42803
Ridgeland, MS
Current
September 14, 2023 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 113 West Jackson Street Suite 2a, Ridgeland, MS 39157RIA
BD
CRD#: 42803
Ridgeland, MS
Past
January 14, 2021 - February 13, 2023
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
BD
CRD#: 13642
COVINGTON, LA
Past
March 20, 2019 - December 11, 2020
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
RIDGELAND, MS
Past
February 4, 2019 - December 11, 2020
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
RIDGELAND, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/5/2023)
IAR
Alabama(12/5/2023)
RR
Louisiana(12/5/2023)
IAR
Louisiana(12/5/2023)
RR
Mississippi(9/18/2023)
IAR
Mississippi(10/30/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/26/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803Ridgeland, MS 39157TRUST BUT VERIFY
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