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MK

Michael Stanley Kaminski

CRD# 705414·Registered 1980 - 1996
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Stanley Kaminski was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1980 - 1996. Michael had worked at 6 firms and has passed the Series 63, Series 7, Series 52, Series 27, Series 24 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

PRYOR, COUNTS & CO., INC.·CRD# 11002
BD
Philadelphia, PA
September 4, 1992 - November 5, 1996
COUGHLIN & COMPANY, INC.·CRD# 185
BD
Denver, CO
February 12, 1990 - January 3, 1991
KAMINSKI & COMPANY, INC.·CRD# 16833
BD
November 14, 1986 - December 31, 1988
COMBS SECURITIES CORPORATION·CRD# 13691
BD
March 20, 1985 - May 10, 1989
WOOLSEY & COMPANY, INCORPORATED·CRD# 7012
BD
September 23, 1981 - November 2, 1982
DBLKM INC.·CRD# 2450
BD
March 3, 1980 - September 2, 1981

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Current Firm

PC
PRYOR, COUNTS & CO., INC.

PRYOR, COUNTS & CO., INC. | PRYOR, MCCLENDON, COUNTS & CO., INC. | PRYOR, GOVAN COUNTS & CO., INC.

CRD#: 11002 / SEC#: 8-27630
BD
Cancelled by SEC on 07/15/2005

Contact Information

Established

New York since 05/18/1981

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
COUNTS, ALLEN WILLIEPRESIDENT1072763
PRYOR, MALCOLMN DERMOTTCHAIRMAN, SECRETARY368534

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1981About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Feb 1980About the Series 52 exam

Series 27 — Financial and Operations Principal Examination

Passed Jul 1985About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jul 1985About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 1985About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MK
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