Christopher J. Webb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Webb, who also goes by Christopher Webb, Chris James Webb, Christopher James Webb, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2019. Christopher had worked at 7 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2022 - September 30, 2022
FORESIDE FUNDS DISTRIBUTORS LLC
September 15, 2021 - September 30, 2022
QUASAR DISTRIBUTORS, LLC
September 15, 2021 - September 30, 2022
FORESIDE FINANCIAL SERVICES, LLC
September 15, 2021 - September 30, 2022
COMPASS DISTRIBUTORS, LLC
September 9, 2021 - September 30, 2022
FORESIDE FUND SERVICES, LLC
January 6, 2020 - March 28, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
April 9, 2019 - March 25, 2021
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/9/2019
General Securities Representative ExaminationCurrent Firm
FORESIDE FUNDS DISTRIBUTORS LLC
CRD#: 31334 / SEC#: , 8-45467
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VP/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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