Fred K. Bridge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred Keith Bridge was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 1980. Fred had worked at 4 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 1988 - September 20, 2004
GENERAL SECURITIES CORP
December 9, 1985 - July 20, 1988
WADDELL & REED
August 14, 1984 - December 18, 1985
FINANCIAL PLANNERS EQUITY CORPORATION
June 18, 1982 - August 20, 1984
WZW FINANCIAL SERVICES, INC.
March 3, 1980 - June 22, 1982
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/25/1980
Registered Representative ExaminationCurrent Firm
GENERAL SECURITIES CORP
CRD#: 15062 / SEC#: , 8-31654
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAVING STREET CHILDREN INC | PRIVATE NON-PROFIT FOUNDATION | |
| MILLER, DAVID SCHUMWAY | PRESIDENT/CCO | 334607 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
