Harvey S. Berk

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CRD#: 705380

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harvey Stuart Berk, who also goes by Harvey S Berk, was a registered financial professional .

Harvey is a previously registered financial professional and started their career in finance in 1980. Harvey had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Harvey S Berk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Berk Wealth Management Investment Related: Yes Address: 6831 Fairway Lakes Drive Boynton Beach FL 33472 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: I am the sole for Security AND insurance BUSINESS Start Date: 8/1/2020 Hours per month: 61% - 70% (97 - 112 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: THE NAME IS REGISTERED TO ME AND i GIVE OTHERS THE RIGHT TO USE IT Business Name: GRANDPARENT LEGACY PROGRAM Investment Related: Yes Address: 6831 FAIRWAY LAKES DRIVE BOYNTON BEACH FL 33472 Nature of Business: Insurance Position, Title or Relationship: owner AND AGENT Start Date: 8/14/2020 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: I PRESENT THE PROGRAM GTO CLIENT AND CONSULT WITH OTHER REPRESENTATIVES IN THEIR PRESETNATIO. I HALP LOCATE ATTORIES WHO WILL FORM THE TURSTS Business Name: Kestra Advisory Services,LLC Investment Related: Yes Address: 5707 Southwest Parkway, Builkding 2,Suite 2 aUSTIN TX 78735 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: INVESTMET ADVISOR REP Start Date: 8/15/2020 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: REPRESET CLIENT IN THE INVESTMENT PLANNING AND EXECUTION PROVIDE SERVICES ASSOCIATED WITH THEIR LIFE'S FINANCIAL PLOANS ASSIT IN SETTLING ESTATES Business Name: MAJESTIC CAPITAL GROUP POSITION: Registered Rep NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 09/09/2022 ADDRESS: 244 N. Main Street, New City NY 10956 DESCRIPTION: Financial advisory; estate planning

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 21, 2020 - November 1, 2023

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Boca Raton, FL

Past

August 17, 2020 - November 1, 2023

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Boca Raton, FL

Past

April 1, 2010 - August 26, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

BOCA RATON, FL

Past

March 8, 1994 - August 26, 2020

LPL FINANCIAL LLC

CRD#: 6413

BOCA RATON, FL

Past

March 3, 1980 - March 15, 1994

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

SYOSSET, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/3/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/10/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/1984

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 2/16/1980

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/17/1985

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 12/16/1983

Municipal Securities Principal Examination

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Harvey S. Berk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

DAVID LERNER ASSOCIATES, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/3/1995

Series 63

Date: 7/10/1990

SIE

Date: 10/1/2018

Series 7

Date: 10/20/1984

Series 52

Date: 2/16/1980

Series 24

Date: 12/17/1985

Series 53

Date: 12/16/1983

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

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