GB
Gregory J. Bentley
PROSPERITY WEALTH MANAGEMENT
San Ramon, CA 94583
Some features on this profile are disabled
CRD#: 705379
GB
Professional summary
Gregory John Bentley, who also goes by Gregory J Bentley, is a registered financial advisor currently at PROSPERITY WEALTH MANAGEMENT, INC. located in San Ramon, California and FORTUNE FINANCIAL SERVICES, INC. located in Monaca, Pennsylvania.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Gregory has worked at 15 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 31, Series 1, Series 53, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gregory J Bentley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GREG BENTLEY IS THE CEO OF FORTUNE FINANCIAL SERVICES, INC. 3582 BRODHEAD ROAD, SUITE 202, MONACA, PA 15061. BENTLEY ANTICIPATES SPLITTING HIS TIME EVENLY BETWEEN FORTUNE FINANCIAL SERVICES AND PROSPERITY WEALTH MANAGEMENT. FOR PROSPERITY HE IS A 25% OWNER.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory John Bentley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 19, 2020 - Present
PROSPERITY WEALTH MANAGEMENT, INC.
Office #1: 2333 San Ramon Valley Blvd. Suite 200, San Ramon, CA 94583RIA
CRD#: 174328
San Ramon, CA
Current
November 2, 2011 - Present
FORTUNE FINANCIAL SERVICES, INC.
Office #1: 3582 Brodhead Road Suite 202, Monaca, PA 15061Office #2: 3582 Brodhead Road Suite 202, Monaca, PA 15061BD
CRD#: 42150
Monaca, PA
Past
February 9, 2015 - December 31, 2019
PROSPERITY WEALTH MANAGEMENT, INC.
RIA
CRD#: 174328
SAN RAMON, CA
Past
November 12, 2012 - February 25, 2015
COINBASE CAPITAL MARKETS CORP
BD
CRD#: 10722
NEW YORK, NY
Past
February 15, 2011 - October 26, 2011
MARKEL NEWTON
BD
CRD#: 131662
TOLUCA LAKE, CA
Past
June 8, 2009 - February 3, 2011
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
BOCA RATON, FL
Past
October 12, 2007 - February 5, 2009
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
HUNTINGTON BEACH, CA
Past
June 20, 2002 - September 20, 2007
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
BOCA RATON, FL
Past
July 27, 2000 - January 2, 2001
JWGENESIS FINANCIAL GROUP, INC
BD
CRD#: 38166
BOCA RATON, FL
Past
April 7, 1999 - July 16, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ST. LOUIS, MO
Past
April 5, 1999 - January 2, 2001
JWGENESIS SECURITIES, INC.
BD
CRD#: 33832
BOCA RATON, FL
Past
July 3, 1991 - April 6, 1999
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Past
July 16, 1990 - April 26, 1991
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
August 14, 1989 - May 3, 1990
ROYAL HUTTON SECURITIES CORP.
BD
CRD#: 14489
NEW YORK, NY
Past
August 16, 1984 - March 13, 1989
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
Past
October 20, 1980 - September 30, 1982
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
Past
March 3, 1980 - September 30, 1982
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PROSPERITY WEALTH MANAGEMENT, INC.
21ST CENTURY WEALTH & INSURANCE SERVICES | WURZ FINANCIAL SERVICES | WISE WEALTH ASSET MANAGEMENT | TIMES FINANCIAL PLANNERS | THE ONE HOUR TAX MANAGER | THE O'BRIEN GROUP | SYMMETRY WEALTH MANAGEMENT | STEWART FINANCIAL SERVICES | SNYDER WEALTH ADVISORS, LLC | SINCLAIR FINANCIAL SOLUTIONS | SINCLAIR FINANCIAL SERVICES | RETIREMENT SOLUTIONS | RETIREMENT INCOME ADVISORS, LLC | PULLEY INSURANCE & FINANCIAL SERVICES | PROSPERITY WEALTH MANAGEMENT, INC. | PIVOTAL FINANCIAL | MEO WEALTH MANAGEMENT | MCMILLION FINANCIAL GROUP LLC | MC2 WEALTH PLANNING, LLC | MARK YOUNG AND ASSOCIATES | MARK YOUNG & ASSOCIATES | LIND FINANCIAL SERVICES | LIFE-WORK PLANNING CORPORATION | LIFE GOALS FINANCIAL | JOELLE GROUP | INTERSTATE FINANCIAL SERVICES, INC. | INTEGRITY FINANCIAL | HUB INT'L | HIGHLAND CAPITAL FINANCIAL CONSULTING LLC | HECKER ADVISORY GROUP, INC. | GRUCCI AND ASSOCIATES, INC. | GRUCCI & ASSOCIATES | GOLDEN TRIANGLE FINANCIAL SERVICES | FORTUNE FINANCIAL SERVICES | FLORES FINANCIAL | FINANCIAL VISIONS GROUP | FINANCIAL VISION GROUP | EZZY FINANCIAL SERVICES, LLC | ETHEREDGE INSURANCE, LLC | DIVERSIFIED WEALTH MANAGEMENT, INC. | DIGNITY TAX SERVICES | CHANGING TIMES FINANCIAL PLANNERS | CAPITAL COMPANIES | C.M. CARRILLO FINANCIAL ADVISING | BUCKEYE TAX AND FINANCIAL SERVICES, INC. | BUCKET LIST PLANNING | ADVANCED FINANCIAL PARTNERS | ABRAMOVITZ WEALTH MANAGEMENT | 417 INSURANCE & INVESTMENTS
CRD#: 174328 / SEC#: 801-101485
RIA
Registered Investment Advisory firm - (7/14/2015 Approved)California
Registered Investment Advisory firm - (8/14/2015 Terminated)Georgia
Registered Investment Advisory firm - (7/27/2015 Terminated)Illinois
Registered Investment Advisory firm - (7/14/2015 Terminated)Minnesota
Registered Investment Advisory firm - (7/15/2015 Terminated)North Carolina
Registered Investment Advisory firm - (7/15/2015 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/16/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/2/2012)
RR
California(11/2/2011)
IAR
California(2/19/2020)
RR
Colorado(10/20/2015)
RR
Connecticut(12/8/2016)
RR
District of Columbia(10/4/2022)
RR
Florida(6/13/2013)
RR
Georgia(4/2/2014)
RR
Idaho(10/4/2022)
RR
Illinois(6/7/2013)
RR
Indiana(5/31/2017)
RR
Iowa(3/4/2014)
RR
Louisiana(10/4/2022)
RR
Maine(10/4/2022)
RR
Maryland(10/4/2022)
RR
Michigan(10/4/2022)
RR
Minnesota(9/5/2012)
RR
Missouri(12/8/2016)
RR
Nevada(10/18/2022)
RR
New Hampshire(6/13/2013)
RR
New Jersey(5/31/2017)
RR
New York(6/13/2013)
RR
North Carolina(10/4/2022)
RR
Ohio(3/5/2012)
RR
Oregon(6/10/2013)
RR
Pennsylvania(11/2/2011)
RR
Rhode Island(10/4/2022)
RR
South Carolina(4/9/2013)
RR
Tennessee(10/4/2022)
RR
Texas(1/16/2015)
RR
Utah(1/2/2019)
RR
Virginia(12/8/2016)
RR
Washington(3/2/2012)
RR
Wisconsin(12/8/2016)
RR
Wyoming(10/4/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 2/26/1980
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PROSPERITY WEALTH MANAGEMENT, INC.
21ST CENTURY WEALTH & INSURANCE SERVICES | WURZ FINANCIAL SERVICES | WISE WEALTH ASSET MANAGEMENT | TIMES FINANCIAL PLANNERS | THE ONE HOUR TAX MANAGER | THE O'BRIEN GROUP | SYMMETRY WEALTH MANAGEMENT | STEWART FINANCIAL SERVICES | SNYDER WEALTH ADVISORS, LLC | SINCLAIR FINANCIAL SOLUTIONS | SINCLAIR FINANCIAL SERVICES | RETIREMENT SOLUTIONS | RETIREMENT INCOME ADVISORS, LLC | PULLEY INSURANCE & FINANCIAL SERVICES | PROSPERITY WEALTH MANAGEMENT, INC. | PIVOTAL FINANCIAL | MEO WEALTH MANAGEMENT | MCMILLION FINANCIAL GROUP LLC | MC2 WEALTH PLANNING, LLC | MARK YOUNG AND ASSOCIATES | MARK YOUNG & ASSOCIATES | LIND FINANCIAL SERVICES | LIFE-WORK PLANNING CORPORATION | LIFE GOALS FINANCIAL | JOELLE GROUP | INTERSTATE FINANCIAL SERVICES, INC. | INTEGRITY FINANCIAL | HUB INT'L | HIGHLAND CAPITAL FINANCIAL CONSULTING LLC | HECKER ADVISORY GROUP, INC. | GRUCCI AND ASSOCIATES, INC. | GRUCCI & ASSOCIATES | GOLDEN TRIANGLE FINANCIAL SERVICES | FORTUNE FINANCIAL SERVICES | FLORES FINANCIAL | FINANCIAL VISIONS GROUP | FINANCIAL VISION GROUP | EZZY FINANCIAL SERVICES, LLC | ETHEREDGE INSURANCE, LLC | DIVERSIFIED WEALTH MANAGEMENT, INC. | DIGNITY TAX SERVICES | CHANGING TIMES FINANCIAL PLANNERS | CAPITAL COMPANIES | C.M. CARRILLO FINANCIAL ADVISING | BUCKEYE TAX AND FINANCIAL SERVICES, INC. | BUCKET LIST PLANNING | ADVANCED FINANCIAL PARTNERS | ABRAMOVITZ WEALTH MANAGEMENT | 417 INSURANCE & INVESTMENTS
CRD#: 174328 / SEC#: 801-101485
RIA
Registered Investment Advisory firm - (7/14/2015 Approved)California
Registered Investment Advisory firm - (8/14/2015 Terminated)Georgia
Registered Investment Advisory firm - (7/27/2015 Terminated)Illinois
Registered Investment Advisory firm - (7/14/2015 Terminated)Minnesota
Registered Investment Advisory firm - (7/15/2015 Terminated)North Carolina
Registered Investment Advisory firm - (7/15/2015 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/16/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2333 San Ramon Valley Blvd. Suite 200, San Ramon, CA 94583
Mailing Address
Phone number
(925) 791-4444
Established
Firm type
Fiscal year end
# of Employees
51
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,832 |
| AUM (Assets Under Management) | $ 442,192,443 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROSPERITY WEALTH MANAGEMENT, INC.
CRD#: 174328San Ramon, CA 94583TRUST BUT VERIFY
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Contact information
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