Caroline M. Satel
Professional summary
Caroline Mcsween Satel, who also goes by Caroline M Satel, Caroline Satel, is a registered financial advisor currently at 1900 WEALTH located in San Antonio, Texas.
Caroline is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Caroline has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Caroline Mcsween Satel's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2025 - Present
1900 WEALTH
Office #1: 1900 Broadway Suite 900, San Antonio, TX 78215January 27, 2020 - January 5, 2021
PURSHE KAPLAN STERLING INVESTMENTS
February 22, 2019 - January 15, 2020
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
1900 WEALTH
CRD#: 175346 / SEC#: 801-105469
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/10/2025)
Exams
Series 7TO
Date: 2/22/2019
General Securities Representative ExaminationCurrent Firm
1900 WEALTH
CRD#: 175346 / SEC#: 801-105469
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 911 |
| AUM (Assets Under Management) | $ 2,268,162,325 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/05/2025 | ||
| 10/04/2024 | ||
| 10/13/2023 |
Red Flags
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