Annamarie Mock

HIGHLAND FINANCIAL ADVISORS

Wayne, NJ 07470

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CRD#: 7053621

Professional summary

Annamarie Mock, CFP®, who also goes by Annamarie Konciak, is a registered financial advisor currently at HIGHLAND FINANCIAL ADVISORS, LLC located in Wayne, New Jersey.

Annamarie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Annamarie has worked at 1 firm .

Core Areas of Focus

Cash Flow/Budgets/Credit Issues

College/Education Planning

Estate & Generational Planning Issues

Question & Answer

What are your service offerings?

Retirement Planning

Employee and Employer Plan Ben...

Socially Responsible Investing

Budgeting

Comprehensive Financial Planni...

Estate Planning

Life Transitions

Tax Planning

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Annamarie Konciak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Annamarie Mock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

December 20, 2018 - Present

HIGHLAND FINANCIAL ADVISORS, LLC

Office #1: 1680 Route 23 Suite 210, Wayne, NJ 07470

RIA

CRD#: 125838

Wayne, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIGHLAND FINANCIAL ADVISORS, LLC

HIGHLAND FINANCIAL ADVISORS, LLC | UPSWING ADVISOR | TYRAS, FRAASA & ASSOCIATES, LLC

CRD#: 125838 / SEC#: 801-64369

RIA

Registered Investment Advisory firm - (6/23/2005 Approved)

New York

Registered Investment Advisory firm - (6/29/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(12/20/2018)

IAR

Texas
(11/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

HIGHLAND FINANCIAL ADVISORS, LLC

HIGHLAND FINANCIAL ADVISORS, LLC | UPSWING ADVISOR | TYRAS, FRAASA & ASSOCIATES, LLC

CRD#: 125838 / SEC#: 801-64369

RIA

Registered Investment Advisory firm - (6/23/2005 Approved)

New York

Registered Investment Advisory firm - (6/29/2005 Terminated)

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Contact information

Main Address

1680 Route 23 Suite 210, Wayne, NJ 07470

Mailing Address

Phone number

(973) 557-2933

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HIGHLAND FINANCIAL ADVISORS, LLC FIRM BROCHURE (3/3/2026)

Regulatory assets under management

Total Number of Accounts	1,151
AUM (Assets Under Management)	$ 639,957,200

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Annamarie Mock

Professional summary

Core Areas of Focus

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Annamarie Mock's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHLAND FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

HIGHLAND FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

HIGHLAND FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HIGHLAND FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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