Jayme W. Nelson
KEYSTONE FINANCIAL GROUP
Lexington, KY 40503
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CRD#: 7053399
Professional summary
Jayme Wall Nelson, who also goes by Jayme Ann Wall, is a registered financial advisor currently at KEYSTONE FINANCIAL GROUP, LLC located in Lexington, Kentucky and LPL FINANCIAL LLC located in Lexington, Kentucky.
Jayme is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Jayme has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jayme Ann Wall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 02/2024 / Nelson House Properties LLC / Business Entity For Tax/Investment Purposes Only / Investment Related / 10 hrs mth / 0 hrs during trading 2- 02/2024 / Keystone Financial Group / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 0 hrs during trading 3- 02/2024 / Jayme Ray Properties / Business Entity For Tax/Investment Purposes Only / Investment Related / 3 hrs mth / 0 hrs during trading 4- 02/20/2024 / Keystone Financial Group LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 2/9/2024 - 160 Hrs/Mo; 6 Hrs During Trading - I provide investment advisory services through Keystone Financial Group, LLC, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Jayme Wall Nelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 14, 2024 - Present
KEYSTONE FINANCIAL GROUP, LLC
Office #1: 527 Wellington Way, Ste 225, Lexington, KY 40503RIA
CRD#: 170201
Lexington, KY
Current
February 14, 2024 - Present
LPL FINANCIAL LLC
Office #1: 527 Wellington Way #225, Lexington, KY 40503-1375RIA
BD
CRD#: 6413
Lexington, KY
Past
March 5, 2019 - February 20, 2024
EDWARD JONES
RIA
CRD#: 250
LEXINGTON, KY
Past
February 11, 2019 - February 20, 2024
EDWARD JONES
BD
CRD#: 250
LEXINGTON, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KEYSTONE FINANCIAL GROUP, LLC
ATHLETIC ESSENTIALS | WATTS FINANCIAL CORP | STONEWALL MANAGEMENT | SOLOPRENUER FINANCIAL | SEALS FINANCIAL PLANNING | R. L. BROWN WEALTH MANAGEMENT | KEYSTONE FINANCIAL GROUP, LLC | JENNINGS AND ASSOCIATES | J.R. YOUNG COMPANY | HARRIS FINANCIAL
CRD#: 170201 / SEC#: 801-79274
RIA
Registered Investment Advisory firm - (2/26/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kansas(5/8/2024)
RR
Kentucky(2/14/2024)
IAR
Kentucky(2/14/2024)
RR
Texas(2/27/2024)
RR
Virginia(2/27/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/9/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KF
KEYSTONE FINANCIAL GROUP, LLC
ATHLETIC ESSENTIALS | WATTS FINANCIAL CORP | STONEWALL MANAGEMENT | SOLOPRENUER FINANCIAL | SEALS FINANCIAL PLANNING | R. L. BROWN WEALTH MANAGEMENT | KEYSTONE FINANCIAL GROUP, LLC | JENNINGS AND ASSOCIATES | J.R. YOUNG COMPANY | HARRIS FINANCIAL
CRD#: 170201 / SEC#: 801-79274
RIA
Registered Investment Advisory firm - (2/26/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
527 Wellington Way, Ste 225, Lexington, KY 40503
Mailing Address
Phone number
(859) 317-8316
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,153 |
| AUM (Assets Under Management) | $ 1,858,938,537 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KEYSTONE FINANCIAL GROUP, LLC
CRD#: 170201Lexington, KY 40503TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
