Susan L. Fiddaman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Louise Fiddaman, who also goes by Louise Kaiser, Susan Louise Kaiser, Susan L Kellinger, Susan Louise Kellinger, Susan Kellinger, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1980. Susan had worked at 8 firms and has passed the Series 63, Series 7, Series 1, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 1997 - May 15, 1998
CYPRESS CAPITAL CORPORATION
June 27, 1996 - December 31, 1996
LOCUST STREET SECURITIES, INC.
March 27, 1989 - May 15, 1996
TCC SECURITIES CORPORATION
November 9, 1987 - August 9, 1988
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 9, 1987 - August 9, 1988
LINCOLN NATIONAL PENSION INSURANCE COMPANY
June 14, 1985 - January 9, 1989
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 31, 1983 - May 8, 1985
PLM SECURITIES CORP.
February 27, 1980 - July 15, 1983
METRIC CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/19/1980
Registered Representative ExaminationCurrent Firm
CYPRESS CAPITAL CORPORATION
CRD#: 42618 / SEC#: , 8-49911
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
