PH
Philip E. Harriman
VALMARK ADVISERS
FALMOUTH, ME 04105
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CRD#: 705217
PH
Professional summary
Philip Edward Harriman is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Falmouth, Maine and VALMARK SECURITIES, INC. located in Falmouth, Maine.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Philip has worked at 4 firms and has passed the Series 63, Series 6TO, Series 22TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 INSURANCE CONSULTING FEES./// 2) DIRECTOR/TRUSTEE OF HUSSON UNIVERSITY; ALL OF THIS IS NOT PAID NOR INVESTMENT-RELATED BUSINESS./// 3 )INSURANCE COMMISSIONS/TRAILS./// 4) ON A LIMITED BASIS I HAVE PROVIDED CONSULTING ON VARIABLE LIFE INSURANCE FOCUSING ON THE INSURANCE MECHANIC AND MINIMALLY ON INVESTMENT PERFORMANCE./// 5) L&H REALTY-REAL ESTATE FOR BUILDING./// 6) Pack Edge,Inc., 340 Presumpscot St., Portland, ME 04103, Packaging Provider, Board of Director, Quarterly board meetings to set policy strategy & budget, Not Investment Related, 2/1/2020 Start Date, 1-5 hrs. per month, Yes is client, Owner has acquired life insurance and Lebel & Harriman manages the Pack Edge 401(k) Plan, Compensation is paid per meeting attended. 7) 04/2/2012 LIFE INSURANCE CONSULTING, CONSULTANT 20 HRS.PER MONTH. REVIEW & OPINE FOR LAWYER AS EXPERT WITNESS ON HIS CLIENT'S LIFE INSURANCE POLICIES IN 2000. BILLABLE HOURS./// 8) RADIO SHOW- PORTLAND RADIO GROUP- 560WGAN, WESTERN AVE, SO. PORTLAND, ME 04106, INSIDE MAINE W/ PHIL HARRIMAN,3 HRS PER MONTH, NON-INVESTMENT RELATED, COMPENSATION $50.00 FOR SATURDAY SHOWS./// 9) HYKE, 16 CASCO STREET, PORTLAND, MAINE 04101; PROPRIETARY SOFTWARE THAT INSTANTLY PERFORMS THOUSANDS OF COMPLEX CALCULATIONS TO GUIDE EMPLOYEES TO THE DECISION OF WHICH HEALTH INSURANCE PLAN WILL DELIVER OPTIMUM RESULTS FOR THE EMPLOYEE AND THE EMPLOYER.; ADVISORY BOARD; PERIODIC MEETINGS TO OPINE ON PRODUCT EFFICACY, VALUE TO THE POTENTIAL CLIENT AND SUGGESTIONS FOR IMPROVEMENT. USE OF MY NAME (ALONG WITH OTHER BOARD MEMBERS) FOR PROMOTIONAL PURPOSES POTENTIAL CLIENTS MAY BE CLIENTS OF MINE. WHILE I DON'T OFFER HEALTH INSURANCE; STARTED 11/15/2017; OWNER IS PROPOSING TO OFFER STOCK OPTIONS TO ADVISORY BOARD WHICH HAS NOT BEEN FINALIZED; POTENTIAL CLIENTS MAY BE CLIENTS OF MINE. WHILE I DON'T OFFER HEALTH INSURANCE, IF THE COMPANY REACHES FINANCIAL VIABILITY I COULD HAVE STOCK OPTIONS THAT WOULD GENERATE A REVENUE TO ME.; POSSIBLE EXERCISE OF RELATIVELY INSIGNIFICANT NUMBER OF STOCK OPTIONS IF THE COMPANY BECOMES VIABLE/// 10) MECT, LLC, Member, Rental residential real estate, not investment related, 50% owner, 1-5 hours per month, compensation is 50% of lease revenues over expenses./// 11) Bickford Trans; Westcustogo Point Rd, Yarmouth, ME 04096; Real Estate & Antique Truck Collection; Director; NOT Investment Related; Start date 9/1/2022; Approximately 1-5 hrs. per month; No compensation./// 12) Family Trust Co-Trustee; Scarbrough, ME; start 11/2022; Oversee trust operations along with surviving spouse. Investment of trust assets are with an unrelated third party; investment related; compensation: Reasonable fees and expense reimbursement./// 13) Lebel & Harriman, LLP; 66 U.S. Route One, Falmouth, ME 04105; Employee; Delivering financial services to individuals and businesses; YES Investment Related; Start Date 1978; Approximately 40+ hrs. per month; I receive a percentage of the revenues my work generates./// 14) WMTW Hearst Co.; 4 Ledgeview Dr., Westbrook, ME 04092; Ind Contractor, Political analysis of state and national news; NOT Investment Related; Start Date 01/20/2024; Approximately 1-5 hrs. per month; $250.00 per appearance.///
CRS (Client Relationship Summary) - RIA
Click below to view Philip Edward Harriman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 20, 2003 - Present
VALMARK ADVISERS, INC.
Office #1: 366 Us Route One, Falmouth, ME 04105RIA
CRD#: 108050
FALMOUTH, ME
Current
September 12, 2001 - Present
VALMARK SECURITIES, INC.
Office #1: 366 Us Route One, Falmouth, ME 04105BD
CRD#: 31243
Falmouth, ME
Past
June 25, 1997 - September 17, 2001
OHANESIAN / LECOURS, INC.
BD
CRD#: 23757
WEST HARTFORD, CT
Past
February 25, 1980 - December 3, 1996
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/1/2003)
IAR
California(6/12/2006)
IAR
Connecticut(5/17/2019)
RR
Florida(10/4/2004)
IAR
Florida(11/13/2017)
RR
Georgia(2/13/2018)
IAR
Illinois(1/4/2017)
RR
Illinois(3/24/2020)
RR
Iowa(7/12/2006)
RR
Kansas(7/8/2015)
RR
Maine(9/12/2001)
IAR
Maine(6/20/2003)
RR
Massachusetts(12/10/2012)
IAR
Massachusetts(7/15/2014)
RR
Montana(3/1/2016)
IAR
Montana(3/1/2016)
RR
New Hampshire(1/6/2003)
IAR
New Hampshire(3/13/2015)
RR
New York(5/20/2004)
RR
Ohio(2/8/2022)
RR
Pennsylvania(9/23/2003)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 2/22/1980
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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Company Information
VALMARK ADVISERS, INC.
CRD#: 108050Falmouth, ME 04105TRUST BUT VERIFY
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Contact information
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