Christopher Pambianco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Pambianco, who also goes by Chris Pambianco, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1980. Christopher had worked at 4 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 1999 - December 10, 2012
WORLD CAPITAL BROKERAGE, INC.
May 10, 1999 - July 20, 1999
CETERA ADVISORS LLC
June 18, 1989 - May 13, 1999
SUNAMERICA SECURITIES, INC.
October 13, 1988 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
February 25, 1980 - October 18, 1988
WORLD CAPITAL BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/18/1980
Registered Representative ExaminationCurrent Firm
WORLD CAPITAL BROKERAGE, INC.
CRD#: 37 / SEC#: , 8-6805
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
