Robert L. Green

BG FINANCIAL ADVISORS

Beaufort, SC

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CRD#: 705199

Professional summary

Robert Leonard Green is a registered financial advisor currently at BG FINANCIAL ADVISORS, LLC located in Beaufort, South Carolina.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Robert has worked at 7 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Licensed Attorney; non-investment related;Address: 122 Palmetto Place, Beaufort, SC, 29902; Start Date: 11/11/1975; Number of hours per month devoted to other business: 0; Number of hours per month during trading hours: 0; Not current practicing law 2) Insurance; non-investment related; Address: 122 Palmetto Place, Beaufort, SC, 29902; Start Date: 4/2/2008; Number of hours per month devoted to other business: less than 5% of his time.; Number of hours per month during trading hours: less than 5% of his time.; Insurance Sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Leonard Green's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 20, 2013 - Present

BG FINANCIAL ADVISORS, LLC

RIA

CRD#: 167309

Beaufort, SC

Past

December 1, 2005 - September 3, 2013

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

GREENWOOD VILLAGE, CO

Past

December 1, 2005 - September 3, 2013

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

GREENWOOD VILLAGE, CO

Past

March 26, 2001 - December 6, 2005

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

CAPITOLA, CA

Past

February 1, 2001 - December 6, 2005

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

Past

January 6, 1989 - January 29, 2001

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

February 7, 1983 - January 18, 1989

G. R. PHELPS & CO., INC.

CRD#: 173

Past

March 3, 1982 - January 25, 1983

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(1/12/2016)

IAR

Texas
(6/20/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/8/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/16/1995

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 2/19/1980

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/27/1999

General Securities Principal Examination

Current Firm

BG FINANCIAL ADVISORS, LLC

BG FINANCIAL ADVISORS | BG FINANCIAL ADVISORS, LLC

CRD#: 167309 / SEC#:

California

Registered Investment Advisory firm - (12/20/2019 Terminated)

Colorado

Registered Investment Advisory firm - (11/29/2013 Terminated)

Florida

Registered Investment Advisory firm - (2/9/2017 Terminated)

South Carolina

Registered Investment Advisory firm - (1/12/2016 Approved)

Texas

Registered Investment Advisory firm - (6/20/2013 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Beaufort, SC

Mailing Address

Phone number

(303) 518-5548

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 9,179,239

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert L. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Leonard Green's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

G. R. PHELPS & CO., INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/8/1983

Series 7

Date: 1/16/1995

Series 1

Date: 2/19/1980

Series 24

Date: 8/27/1999

Current Firm

BG FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BG FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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