Mary M. Eitel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Minton Eitel, who also goes by Mary M Eitel, Mary Eitel Horne, was a registered financial advisor .
Mary is a previously registered financial advisor and started their career in finance in 1980. Mary had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 1, Series 4, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2009 - February 7, 2012
EITEL INVESTMENT MANAGEMENT
July 14, 2008 - August 29, 2008
VOYA FINANCIAL ADVISORS, INC.
April 18, 2007 - August 29, 2008
VOYA FINANCIAL ADVISORS, INC.
July 22, 1999 - February 6, 2007
POINTE ATLANTIC, INC
January 7, 1999 - October 11, 1999
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 15, 1990 - January 7, 1999
ACUMENT SECURITIES, INC.
July 24, 1980 - March 27, 1990
PRUDENTIAL EQUITY GROUP, LLC
February 25, 1980 - April 28, 1980
AMERICAN BIRTHRIGHT TRUST MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/22/1980
Registered Representative ExaminationSeries 28
Date: 6/12/1999
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
EITEL INVESTMENT MANAGEMENT
CRD#: 148281 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
