Lester P. Wilmeth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lester Perkins Wilmeth, who also goes by Les Wilmeth, was a registered financial advisor .
Lester is a previously registered financial advisor and started their career in finance in 1980. Lester had worked at 13 firms and has passed the Series 66, Series 65, Series 63, Series 3, Series 7, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2013 - January 3, 2014
COINBASE CAPITAL MARKETS CORP
June 12, 2013 - December 31, 2013
FORTUNE FINANCIAL SERVICES, INC.
May 24, 2013 - January 3, 2014
COINBASE CAPITAL MARKETS CORP
September 11, 2012 - June 21, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 30, 2010 - June 21, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
December 6, 2007 - December 17, 2008
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
April 1, 2003 - December 31, 2005
SUMMIT BROKERAGE SERVICES, INC.
March 20, 2002 - July 23, 2002
SUMMIT FINANCIAL GROUP INC
May 1, 2001 - July 12, 2002
SUMMIT BROKERAGE SERVICES, INC.
September 28, 1995 - May 9, 2001
MIDSOUTH CAPITAL, INC.
July 12, 1994 - October 11, 1995
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
January 24, 1992 - July 14, 1994
FIRST AFFILIATED SECURITIES
March 31, 1989 - January 30, 1992
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 26, 1987 - March 31, 1989
FIRST TRYON SECURITIES, INC.
December 29, 1982 - May 29, 1987
WACHOVIA SECURITIES, INC.
February 22, 1980 - January 13, 1983
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/5/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
COINBASE CAPITAL MARKETS CORP
CRD#: 10722 / SEC#: 801-78249, 8-28032
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
