Shlomo B. Tropp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shlomo Ben-tzion Tropp, who also goes by Sal Tropp, Shlomo Tropp, Solomon Tropp, was a registered financial professional .
Shlomo is a previously registered financial professional and started their career in finance in 2019. Shlomo had worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2023 - July 11, 2023
PHX FINANCIAL, INC.
January 6, 2021 - December 22, 2022
NEWBRIDGE SECURITIES CORPORATION
October 17, 2019 - October 2, 2020
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 10/17/2019
General Securities Representative ExaminationCurrent Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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