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ZM

Zachary S. Marcus

Some features on this profile are disabled
CRD#: 7051344
ZM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Zachary Scott Marcus, who also goes by Zachary S Marcus, was a registered financial professional .

Zachary is a previously registered financial professional and started their career in finance in 2019. Zachary had worked at 3 firms and has passed the Series 63, SIE and Series 79TO exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Zachary S Marcus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 7, 2023 - December 16, 2024

OPENDEAL BROKER LLC

BD
CRD#: 291387
NEW YORK, NY
Past

January 27, 2022 - August 8, 2023

CHURCHILL CAPITAL USA, INC.

BD
CRD#: 143278
NEW YORK, NY
Past

July 12, 2019 - December 23, 2021

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/19/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/12/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79TO
Date: 6/3/2019
Investment Banking Registered Representative Examination

Current Firm

OB
OPENDEAL BROKER LLC
CAPITAL R | REPUBLIC SECURITIES | OPENDEAL BROKER LLC | OPENDEAL BROKER | NEXTSEED SECURITIES, LLC

CRD#: 291387 / SEC#: , 8-70055

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
149 5th Avenue 10th Fl, New York, NY 10010
Mailing Address
149 East 22st 10th Fl, New York, NY 10010
Phone number
(607) 227-1036
Established
Delaware since 08/29/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
OPENDEAL, INC.SOLE MEMBER AND MANAGER
EPSTEIN, IANCEO7217572
KUHNEL, EDWARD CAMPBELLCCO4912658
SULLIVAN, CASEY AFINOP5166360

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPENDEAL BROKER LLC

CRD#: 291387

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