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MS

Matthew A. Stallone

RELATION WEALTH MANAGEMENT
DENVER, CO
Some features on this profile are disabled
CRD#: 7051217
MS

Professional summary

Matthew A Stallone, who also goes by Matthew A Stalone, Matthew A Stallone, is a registered financial advisor currently at RELATION WEALTH MANAGEMENT, INC. located in Denver, Colorado.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Matthew has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Matthew A Stalone | Matthew A Stallone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew A Stallone's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 6, 2026 - Present

RELATION WEALTH MANAGEMENT, INC.

RIA
CRD#: 329961
DENVER, CO
Past

May 9, 2022 - April 17, 2026

MORGAN STANLEY

RIA
CRD#: 149777
Denver, CO
Past

January 26, 2022 - April 17, 2026

MORGAN STANLEY

BD
CRD#: 149777
Denver, CO
Past

September 13, 2021 - December 31, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RELATION WEALTH MANAGEMENT, INC.
RELATION WEALTH MANAGEMENT, INC.

CRD#: 329961 / SEC#: 801-129663

RIA
Registered Investment Advisory firm - (6/27/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(5/6/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/9/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/11/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/9/2021
Securities Industry Essentials Examination

Current Firm

RW
RELATION WEALTH MANAGEMENT, INC.
RELATION WEALTH MANAGEMENT, INC.

CRD#: 329961 / SEC#: 801-129663

RIA
Registered Investment Advisory firm - (6/27/2024 Approved)
PREMIUM
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Contact information

Main Address
10425 S 82nd East Ave Suite 110, Tulsa, OK 74133
Mailing Address
Phone number
(918) 999-9138
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RELATION WEALTH MANAGEMENT, INC. DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (3/17/2025)

Regulatory assets under management

Total Number of Accounts276
AUM (Assets Under Management)$ 417,900,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RELATION WEALTH MANAGEMENT, INC.

CRD#: 329961Denver, CO

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