Mark J. Kennedy

MONORAIL SECURITIES LLC

SARASOTA, FL 34239

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CRD#: 705094

Professional summary

Mark Joseph Kennedy is a registered financial advisor currently at MONORAIL SECURITIES LLC located in Sarasota, Florida and HD MONEY, INC. located in Sarasota, Florida.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Mark has worked at 10 firms and has passed the Series 65, Series 63, Series 55, Series 15, Series 5, Series 7, Series 24, Series 27, Series 12 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Monorail Securities - CIO - Registered Investment Advisor 3322 Bee Ridge Road Sarasota, FL 34239 Investment Related - Fee based RIA - No conflict HD Money - CIO - Registered Investment Advisor 3322 Bee Ridge Road Sarasota, FL 34239 Investment Related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Kennedy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2018 - Present

MONORAIL SECURITIES LLC

Office #1: 3322 Bee Ridge Rd Suite 200, Sarasota, FL 34239

RIA

CRD#: 285309

SARASOTA, FL

Current

February 16, 2022 - Present

HD MONEY, INC.

Office #1: 3322 Bee Ridge Road Suite 200, Sarasota, FL 34239

RIA

CRD#: 167623

Sarasota, FL

Past

April 17, 2020 - October 13, 2022

VIEWTRADE SECURITIES, INC.

CRD#: 46987

Sarasota, FL

Past

November 7, 2012 - February 4, 2014

MATRIX CAPITAL GROUP, INC.

CRD#: 33364

NEW YORK, NY

Past

November 8, 2000 - April 10, 2002

FOX CHASE CAPITAL PARTNERS, LLC

CRD#: 104087

SPRINGFIELD, NJ

Past

November 2, 2000 - November 1, 2012

DOMINARI SECURITIES LLC

CRD#: 18975

NEW YORK, NY

Past

May 30, 1996 - March 21, 2000

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

June 3, 1991 - May 31, 1996

SBC WARBURG DILLON READ INC.

CRD#: 1650

STAMFORD, CT

Past

December 20, 1988 - June 10, 1991

SIG SPECIALISTS, INC.

CRD#: 21831

NEW YORK, NY

Past

November 1, 1979 - October 5, 1987

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONORAIL SECURITIES LLC

MONORAIL SECURITIES | VIMVEST SECURITIES, LLC | MONORAIL SECURITIES LLC

CRD#: 285309 / SEC#: 801-108517

RIA

Registered Investment Advisory firm - (10/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/14/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 2/24/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 15

Date: 12/6/1982

Foreign Currency Options Examination

General Industry/Product Exam

Series 5

Date: 10/16/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 10/20/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/16/2020

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 5/31/1991

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 12

Date: 4/18/1984

NYSE Branch Manager Examination

Principal/Supervisory Exam

Series 4

Date: 6/5/1980

Registered Options Principal Examination

Current Firm

MONORAIL SECURITIES LLC

MONORAIL SECURITIES | VIMVEST SECURITIES, LLC | MONORAIL SECURITIES LLC

CRD#: 285309 / SEC#: 801-108517

RIA

Registered Investment Advisory firm - (10/18/2016 Approved)

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Contact information

Main Address

3322 Bee Ridge Rd Suite 200, Sarasota, FL 34239

Mailing Address

Phone number

(941) 925-2121

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MONORAIL SECURITIES ADV PART 2A (3/28/2025)

MONORAIL SECURITIES WRAP FEE PROGRAM (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,948
AUM (Assets Under Management)	$ 294,977,939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark J. Kennedy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Kennedy's CRS (Customer Relationship Summary).

Certified licenses

Experience

HD MONEY, INC.

VIEWTRADE SECURITIES, INC.

MATRIX CAPITAL GROUP, INC.

FOX CHASE CAPITAL PARTNERS, LLC

DOMINARI SECURITIES LLC

CANTOR FITZGERALD & CO.

SBC WARBURG DILLON READ INC.

SIG SPECIALISTS, INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

MONORAIL SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/2018

Series 63

Date: 5/14/1980

Series 55

Date: 2/24/1999

Series 15

Date: 12/6/1982

Series 5

Date: 10/16/1981

Series 7

Date: 10/20/1979

Series 24

Date: 5/16/2020

Series 27

Date: 5/31/1991

Series 12

Date: 4/18/1984

Series 4

Date: 6/5/1980

Current Firm

MONORAIL SECURITIES LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONORAIL SECURITIES LLC

TRUST BUT VERIFY

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