Cass A. Gilbert
Professional summary
Cass Augustus Gilbert MR., who also goes by Cass Augustus Gilbert, is a registered financial advisor currently at GILBERT CAPITAL GROUP located in North Yarmouth, Maine.
Cass is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Cass has worked at 1 firm and has passed the Series 65 and Series 63 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cass Augustus Gilbert MR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2004 - Present
GILBERT CAPITAL GROUP
Primary Firm SEC Registration
GILBERT CAPITAL GROUP
CRD#: 117268 / SEC#: 801-120810
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/14/2004)
(5/13/2016)
(1/31/2025)
(6/23/2020)
Exams
Current Firm
GILBERT CAPITAL GROUP
CRD#: 117268 / SEC#: 801-120810
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 329 |
| AUM (Assets Under Management) | $ 139,861,624 |
Red Flags
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