Gregory C. Brandner

OAKTREE CAPITAL MANAGEMENT, L.P.

NEW YORK, NY 10019

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CRD#: 705082

Professional summary

Gregory Charles Brandner is a registered financial advisor currently at OAKTREE CAPITAL MANAGEMENT, L.P. located in New York, New York.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Gregory has worked at 11 firms and has passed the Series 63, Series 65, Series 7, Series 31, Series 5 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Charles Brandner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2005 - Present

OAKTREE CAPITAL MANAGEMENT, L.P.

Office #1: 1301 Avenue Of The Americas 34th Floor, New York, NY 10019

RIA

CRD#: 106793

NEW YORK, NY

Past

March 8, 2004 - October 1, 2010

OCM INVESTMENTS, LLC

CRD#: 128803

NEW YORK, NY

Past

February 12, 2001 - November 30, 2004

OAKTREE CAPITAL MANAGEMENT, L.P.

RIA

CRD#: 106793

NEW YORK, NY

Past

October 8, 1993 - November 28, 1998

TCW FUNDS DISTRIBUTORS LLC

CRD#: 16670

LOS ANGELES, CA

Past

April 13, 1992 - January 7, 1993

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

Past

June 13, 1990 - February 21, 1992

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

November 19, 1989 - February 7, 1990

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

April 11, 1984 - February 7, 1990

INTEGRATED RESOURCES MARKETING, INC.

CRD#: 6546

NEW YORK, NY

Past

March 30, 1984 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

August 29, 1983 - March 8, 1984

FINANCIAL PLANNERS EQUITY CORPORATION

CRD#: 7420

Past

February 11, 1982 - July 7, 1982

CIBC WORLD MARKETS CORP.

CRD#: 630

Past

February 4, 1980 - February 12, 1982

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OAKTREE CAPITAL MANAGEMENT, L.P.

OAKTREE CAPITAL (HONG KONG) LIMITED (RELYING ADVISER) | OAKTREE JAPAN, GK (RELYING ADVISER) | OAKTREE INFRASTRUCTURE MANAGER LLC (RELYING ADVISER) | OAKTREE INFRASTRUCTURE IV MANAGER LLC (RELYING ADVISER) | OAKTREE GMBH (RELYING ADVISER) | OAKTREE FRANCE S.A.S. (RELYING ADVISER) | OAKTREE CAPITAL MANAGEMENT, LLC | OAKTREE CAPITAL MANAGEMENT, L.P. | OAKTREE CAPITAL MANAGEMENT PTE. LTD. (RELYING ADVISER) | OAKTREE CAPITAL MANAGEMENT LLC | OAKTREE CAPITAL MANAGEMENT (UK) LLP (RELYING ADVISER) | OAKTREE CAPITAL (SEOUL) LIMITED (RELYING ADVISER)

CRD#: 106793 / SEC#: 801-48923

RIA

Registered Investment Advisory firm - (4/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/8/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/12/2004

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/22/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/16/2003

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 4/19/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 5

Date: 10/9/1981

Interest Rate Options Examination

Principal/Supervisory Exam

Series 24

Date: 1/29/2004

General Securities Principal Examination

Current Firm

OAKTREE CAPITAL MANAGEMENT, L.P.

CRD#: 106793 / SEC#: 801-48923

RIA

Registered Investment Advisory firm - (4/7/1995 Approved)

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Contact information

Main Address

333 South Grand Ave 28th Floor, Los Angeles, CA 90071

Mailing Address

Phone number

(213) 830-6300

Established

Firm type

Fiscal year end

# of Employees

875

SEC notice filing (4 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A/BROCHURE OF OAKTREE CAPITAL MANAGEMENT, L.P. (3/31/2025)

Regulatory assets under management

Total Number of Accounts	610
AUM (Assets Under Management)	$ 170,989,440,364

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory C. Brandner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Charles Brandner's CRS (Customer Relationship Summary).

Certified licenses

Experience

OCM INVESTMENTS, LLC

OAKTREE CAPITAL MANAGEMENT, L.P.

TCW FUNDS DISTRIBUTORS LLC

EQUITABLE DISTRIBUTORS, LLC

CHASE INVESTMENT SERVICES CORP.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES MARKETING, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

FINANCIAL PLANNERS EQUITY CORPORATION

CIBC WORLD MARKETS CORP.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

OAKTREE CAPITAL MANAGEMENT, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/12/2004

Series 65

Date: 3/22/1994

Series 7

Date: 12/16/2003

Series 31

Date: 4/19/1996

Series 5

Date: 10/9/1981

Series 24

Date: 1/29/2004

Current Firm

OAKTREE CAPITAL MANAGEMENT, L.P.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAKTREE CAPITAL MANAGEMENT, L.P.

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