Michael J. Wong

ASHTON THOMAS PRIVATE WEALTH

Helena, MT 59601

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CRD#: 7050670

Professional summary

Michael Jason Wong, who also goes by Mike Jason Wong, is a registered financial advisor currently at ASHTON THOMAS PRIVATE WEALTH located in Helena, Montana and ASHTON THOMAS SECURITIES, LLC located in Helena, Montana.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Michael has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Jason Wong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. DEC 2018; CO-TRUSTEE OF DECEASED FRIENDS EDUCATION TRUST FBO HIS 4 CHILDREN; INV. RELATED; HELENA, MT; 1 HR PER MONTH; 0 HRS DURING TRADING. 2. Ashton Thomas Securities, LLC; Yes, Investment-Related; 200 Canal View Boulevard, Suite 204, Rochester, NY 14623; Broker-Dealer; Registered Representative; 09/02/2025.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jason Wong's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2021 - Present

ASHTON THOMAS PRIVATE WEALTH

Office #1: 825 Great Northern Blvd. Suite 201, Helena, MT 59601

RIA

CRD#: 153902

Helena, MT

Current

September 2, 2025 - Present

ASHTON THOMAS SECURITIES, LLC

Office #1: 825 Great Northern Boulevard Suite 201, Helena, MT 59601

RIA

CRD#: 16629

Helena, MT

Past

December 3, 2021 - September 4, 2025

M. S. HOWELLS & CO.

CRD#: 104100

HELENA, MT

Past

January 2, 2019 - November 15, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

HELENA, MT

Past

December 14, 2018 - November 11, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

HELENA, MT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASHTON THOMAS PRIVATE WEALTH

CRD#: 153902 / SEC#: 801-71512

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(11/9/2021)

IAR

California
(9/2/2025)

IAR

Florida
(11/10/2021)

IAR

Montana
(11/4/2021)

Montana
(9/3/2025)

IAR

Oregon
(8/30/2024)

IAR

Texas
(11/4/2021)

Utah
(9/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/28/2018

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/14/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/10/2018

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ASHTON THOMAS PRIVATE WEALTH

CRD#: 153902 / SEC#: 801-71512

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

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Contact information

Main Address

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260

Mailing Address

Phone number

(602) 732-4745

Established

Firm type

Fiscal year end

# of Employees

114

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A, APPENDIX 1 WRAP FEE PROGRAM BROCHURE (5/5/2025)

ADV PART 2A FIRM BROCHURE (5/5/2025)

Regulatory assets under management

Total Number of Accounts	6,733
AUM (Assets Under Management)	$ 4,051,333,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Wong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jason Wong's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASHTON THOMAS SECURITIES, LLC

M. S. HOWELLS & CO.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

ASHTON THOMAS PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 12/28/2018

Series 7TO

Date: 12/14/2018

SIE

Date: 11/10/2018

FINRA

Current Firm

ASHTON THOMAS PRIVATE WEALTH

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASHTON THOMAS PRIVATE WEALTH

TRUST BUT VERIFY

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