Nathan M. Zuidema
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan Marshall Zuidema, CFP®, who also goes by Nate Zuidema, was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 2019. Nathan had worked at 3 firms and has passed the Series 65, Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2020 - September 27, 2024
COMPLETE INVESTMENT ADVISORY, LLC
August 6, 2019 - March 9, 2020
EDWARD JONES
June 21, 2019 - March 9, 2020
EDWARD JONES
February 1, 2019 - March 11, 2019
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/11/2019
General Securities Representative ExaminationSeries 6TO
Date: 2/1/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
COMPLETE INVESTMENT ADVISORY, LLC
CRD#: 166876 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 432 |
| AUM (Assets Under Management) | $ 98,746,299 |
Red Flags
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