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JN

Joshua Newell

WEALTHFORGE SECURITIES
Richmond, VA
·CRD# 7050315·7 years experience

Professional Summary

Joshua Newell, who also goes by Josh Newell, Joshua Graham Newell, is a registered financial advisor currently at WEALTHFORGE SECURITIES, LLC located in Richmond, Virginia. Joshua is registered as a RR (Registered Representative) and started their career in finance in 2019. Joshua has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Josh Newell, Joshua Graham Newell

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

WEALTHFORGE SECURITIES, LLC·CRD# 152550
BD
3015 W Moore Street Suite 102, Richmond, VA 23230
February 23, 2026 - Present
TRANSAMERICA CAPITAL, LLC·CRD# 8217
BD
Denver, CO
February 26, 2021 - February 20, 2026
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Lone Tree, CO
June 21, 2019 - March 1, 2021

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Current Firm

WS
WEALTHFORGE SECURITIES, LLC

WEALTHFORGE | WEALTHFORGE, LLC | WEALTHFORGE SECURITIES, LLC

CRD#: 152550 / SEC#: 8-68464
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

3015 W Moore St Suite 102, Richmond, VA 23230

Mailing Address

3015 W Moore St Suite 102, Richmond, VA 23230

Phone Number

(804) 308-0431

Established

Virginia since 07/28/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WEALTHFORGE HOLDINGS, INC.PARENT—
ARLES, DONNA DIPIETROFINOP6489389
RAPER, JAMES LEROY JRCCO, COO, PFO5721253
ROBBINS, GEORGE WILLIAM IVCEO2440106

Disclosures

Regulatory Event

3

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/23/2026)
RR
Alaska
(2/23/2026)
RR
Arizona
(2/23/2026)
RR
Arkansas
(2/23/2026)
RR
California
(2/23/2026)
RR
Colorado
(2/23/2026)
RR
Connecticut
(2/23/2026)
RR
Delaware
(2/23/2026)
RR
District of Columbia
(2/23/2026)
RR
Florida
(2/23/2026)
RR
Georgia
(2/23/2026)
RR
Hawaii
(2/23/2026)
RR
Idaho
(2/23/2026)
RR
Illinois
(2/23/2026)
RR
Indiana
(2/23/2026)
RR
Iowa
(2/23/2026)
RR
Kansas
(2/23/2026)
RR
Kentucky
(2/23/2026)
RR
Louisiana
(2/23/2026)
RR
Maine
(2/24/2026)
RR
Maryland
(2/23/2026)
RR
Massachusetts
(2/23/2026)
RR
Michigan
(2/23/2026)
RR
Minnesota
(2/23/2026)
RR
Mississippi
(2/23/2026)
RR
Missouri
(2/23/2026)
RR
Montana
(2/23/2026)
RR
Nebraska
(2/23/2026)
RR
Nevada
(2/23/2026)
RR
New Hampshire
(2/23/2026)
RR
New Jersey
(2/23/2026)
RR
New Mexico
(2/23/2026)
RR
New York
(2/23/2026)
RR
North Carolina
(2/23/2026)
RR
North Dakota
(2/23/2026)
RR
Ohio
(2/23/2026)
RR
Oklahoma
(2/23/2026)
RR
Oregon
(2/23/2026)
RR
Pennsylvania
(2/23/2026)
RR
Puerto Rico
(2/23/2026)
RR
Rhode Island
(2/23/2026)
RR
South Carolina
(2/23/2026)
RR
South Dakota
(2/23/2026)
RR
Tennessee
(2/23/2026)
RR
Texas
(2/23/2026)
RR
Utah
(2/23/2026)
RR
Vermont
(2/23/2026)
RR
Virgin Islands
(2/23/2026)
RR
Virginia
(2/23/2026)
RR
Washington
(2/23/2026)
RR
West Virginia
(2/23/2026)
RR
Wisconsin
(2/23/2026)
RR
Wyoming
(2/23/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2019About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jun 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed May 2019About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Joshua Newell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JN
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