Carl S. Bang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carl Sigmund Bang, who also goes by Carl S. Bang, was a registered financial professional .
Carl is a previously registered financial professional and started their career in finance in 2019. Carl had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2019 - October 6, 2023
WORK OPTIONAL, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WORK OPTIONAL, INC.
CRD#: 143430 / SEC#: 801-113463
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,092 |
| AUM (Assets Under Management) | $ 172,641,228 |
Red Flags
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