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Victoria Watson

Victoria Watson

ABRI
LEXINGTON, KY
·CRD# 7049721·7 years registered

Professional Summary

Victoria Watson, who also goes by VIctoria Cecile Watson, is a registered financial advisor currently at ABRI LLC located in Lexington, Kentucky. Victoria is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Victoria has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Victoria Cecile Watson

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Direct

(xxx) xxx-xxxx

Website

xxxxxxxxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years registered in the securities industry

Current & Past Employments

Current

ABRI LLCCurrent·CRD# 314832
RIA
333 E Short St. #210, Lexington, KY 40507
September 8, 2025 - Present

Past

EDWARD JONESPast·CRD# 250
RIA
Lexington, KY
August 7, 2019 - September 11, 2025
EDWARD JONESPast·CRD# 250
BD
Lexington, KY
July 12, 2019 - September 11, 2025

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Current Firm

AL
ABRI LLC

ABRI FI, LLC | ABRI, LLC | ABRI WEALTH MANAGEMENT | ABRI LLC

CRD#: 314832 / SEC#: 801-135476
RIA
Registered Investment Advisory firm - SEC (3/6/2026 Approved)
California
Registered Investment Advisory firm - California (4/24/2026 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (3/25/2026 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (3/27/2026 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (3/25/2026 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (5/26/2026 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (3/26/2026 Terminated)
Texas
Registered Investment Advisory firm - Texas (3/25/2026 Terminated)
Washington
Registered Investment Advisory firm - Washington (4/25/2026 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (3/25/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

333 E Short St. #210, Lexington, KY 40507

Phone Number

(859) 636-6140

# of Employees

8

SEC notice filing (10 States and Territories)

Registered to provide investment advisory services in 10 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (8/28/2026)

Regulatory Assets Under Management

Total Number of Accounts

991

AUM (Assets Under Management)

$114,386,423

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KENTUCKY LIFE, VARIABLE LIFE & VARIABLE ANNUITY AND HEALTH INSURANCE; INVESTMENT-RELATED; INSURANCE SALES; JUNE 2020; 1 HR/WK

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AL
ABRI LLC

ABRI FI, LLC | ABRI, LLC | ABRI WEALTH MANAGEMENT | ABRI LLC

CRD#: 314832 / SEC#: 801-135476
RIA
Registered Investment Advisory firm - SEC (3/6/2026 Approved)
California
Registered Investment Advisory firm - California (4/24/2026 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (3/25/2026 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (3/27/2026 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (3/25/2026 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (5/26/2026 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (3/26/2026 Terminated)
Texas
Registered Investment Advisory firm - Texas (3/25/2026 Terminated)
Washington
Registered Investment Advisory firm - Washington (4/25/2026 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (3/25/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Kentucky
(9/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2019About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2019About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Victoria Watson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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