Robert Browning Trainer Jr
Professional Summary
Robert Browning Trainer JR, who also goes by Robert Browning Trainer, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1980 - 2023. Robert had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert Browning Trainer
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
46 years in the financial services industry
Current & Past Employments
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Current Firm
CARL M. HENNIG, INC.
Contact Information
Main Address
206 North Main Street, Oshkosh, WI 54901-4815Mailing Address
206 North Main Street, Oshkosh, WI 54901Phone Number
+1 (920) 231-6630Established
Wisconsin since 01/02/1969Firm Type
CorporationFiscal Year End
SeptemberFirm Size
Small# of Employees
1FINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
30AUM (Assets Under Management)
$27,600,000Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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