Andrew R. Veach

VEACH FAMILY FINANCIAL

North Little Rock, AR 72113

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CRD#: 7049447

Professional summary

Andrew Reid Veach is a registered financial advisor currently at VEACH FAMILY FINANCIAL located in North Little Rock, Arkansas.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Andrew has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Reid Veach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2022 - Present

VEACH FAMILY FINANCIAL

Office #1: 8412 Counts Massie Road, North Little Rock, AR 72113

RIA

CRD#: 115798

North Little Rock, AR

Past

December 18, 2018 - January 2, 2023

APPLIED CAPITAL LLC

RIA

CRD#: 166175

LITTLE ROCK, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VEACH FAMILY FINANCIAL

CRAFT, VEACH & COMPANY, PLC | VEACH FAMILY FINANCIAL | INDEPENDENT FINANCIAL ADVISORS, INC.

CRD#: 115798 / SEC#: 801-127773

RIA

Registered Investment Advisory firm - (4/28/2023 Approved)

Arkansas

Registered Investment Advisory firm - (5/10/2023 Terminated)

Mississippi

Registered Investment Advisory firm - (12/22/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/9/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(10/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/2018

Uniform Investment Adviser Law Examination

Current Firm

VEACH FAMILY FINANCIAL

CRAFT, VEACH & COMPANY, PLC | VEACH FAMILY FINANCIAL | INDEPENDENT FINANCIAL ADVISORS, INC.

CRD#: 115798 / SEC#: 801-127773

RIA

Registered Investment Advisory firm - (4/28/2023 Approved)

Arkansas

Registered Investment Advisory firm - (5/10/2023 Terminated)

Mississippi

Registered Investment Advisory firm - (12/22/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/9/2023 Terminated)

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Contact information

Main Address

8412 Counts Massie Road, North Little Rock, AR 72113

Mailing Address

Phone number

(501) 753-0313

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II (3/10/2025)

Regulatory assets under management

Total Number of Accounts	458
AUM (Assets Under Management)	$ 130,122,094

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew R. Veach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Reid Veach's CRS (Customer Relationship Summary).

Certified licenses

Experience

VEACH FAMILY FINANCIAL

APPLIED CAPITAL LLC

Primary Firm SEC Registration

VEACH FAMILY FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/2018

Current Firm

VEACH FAMILY FINANCIAL

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VEACH FAMILY FINANCIAL

TRUST BUT VERIFY

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