BM
Bolan M. Montgomery
CORNERSTONE FINANCIAL GROUP
Appleton, WI 54911
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CRD#: 7049169
BM
Professional summary
Bolan Michael Montgomery, AIF®, who also goes by Bolan Montgomery, is a registered financial advisor currently at CORNERSTONE FINANCIAL GROUP located in Appleton, Wisconsin.
Bolan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Bolan has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bolan Montgomery
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***Fixed Insurance; Investment Related; Appleton, WI; Agent; Annuities, Life, DI, LTC, Group, Health; Start Date: 06/16/2020; 60 hrs per month; 10 during trading hours. ***Cornerstone Financial Group LLC; Not Investment Related; Appleton, WI; Admin; Entering trades, taking notes in meetings, assisting with servicing.; Start Date: 08/10/2021; 40 hrs per month; 40 during trading hours. HEARTH HOLDINGS LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/22/2022 ADDRESS: 2800 E Enterprise Ave, Appleton WI 54913, United States DESCRIPTION: My brother, mother and I started an manager managed LLC taxed as a partnership to invest in real estate for rental income. I am the minority owner- 20% ownership of the company. My brother and mother own 40% each. They are both of my clients. I will not be in the day-to-day operations of the business. My responsibilities will be to provide my financial expertise on purchasing and renting out properties. MONTGOMERY FINANCIAL LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 158 E Northland Ave, Appleton WI 54911, United States DESCRIPTION: I will be running my financial advisory practice through this business. I own 100% of the business. This entity will be used for accounting purposes only and will not be used to market my PSI services.
CRS (Client Relationship Summary) - RIA
Click below to view Bolan Michael Montgomery's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 3, 2023 - Present
CORNERSTONE FINANCIAL GROUP
Office #1: 158 E Northland Ave, Appleton, WI 54911RIA
CRD#: 324255
Appleton, WI
Past
June 4, 2020 - January 6, 2023
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
Appleton, WI
Past
June 3, 2020 - January 6, 2023
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
Appleton, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CORNERSTONE FINANCIAL GROUP
CORNERSTONE ENTERPRISES, LLC | CORNERSTONE FINANCIAL GROUP
CRD#: 324255 / SEC#: 801-127126
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(1/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/3/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CF
CORNERSTONE FINANCIAL GROUP
CORNERSTONE ENTERPRISES, LLC | CORNERSTONE FINANCIAL GROUP
CRD#: 324255 / SEC#: 801-127126
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
158 E Northland Ave, Appleton, WI 54911
Mailing Address
Phone number
(920) 832-3821
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,386 |
| AUM (Assets Under Management) | $ 183,820,785 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CORNERSTONE FINANCIAL GROUP
CRD#: 324255Appleton, WI 54911TRUST BUT VERIFY
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