James B. Hindes

XENA FINANCIAL PLANNING

PORTLAND, OR 97232

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CRD#: 7049120

Professional summary

James Barrett Hindes is a registered financial advisor currently at XENA FINANCIAL PLANNING, LLC located in Portland, Oregon.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. James has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ENOW Financial; Investment-related; 650 NE Holladay Street, Suite 1600, Portland, OR 97232; Registered Investment Advisory firm; Owner and CCO; 05/30/2022. Investment adviser representative providing investment advisory and financial planning services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Barrett Hindes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2024 - Present

XENA FINANCIAL PLANNING, LLC

Office #1: 650 Ne Holladay St Suite 1600, Portland, OR 97232

RIA

CRD#: 333436

PORTLAND, OR

Past

February 8, 2019 - January 22, 2025

ENOW FINANCIAL

RIA

CRD#: 299776

PORTLAND, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/21/2024)

IAR

New York
(3/5/2025)

IAR

Oregon
(11/7/2024)

IAR

Texas
(11/25/2024)

IAR

Washington
(3/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/7/2018

Uniform Investment Adviser Law Examination

Current Firm

XENA FINANCIAL PLANNING, LLC

CRD#: 333436 / SEC#: 801-134943

California

Registered Investment Advisory firm - (11/21/2024 Approved)

New York

Registered Investment Advisory firm - (3/5/2025 Approved)

Ohio

Registered Investment Advisory firm - (9/8/2025 Terminated)

Oregon

Registered Investment Advisory firm - (11/7/2024 Approved)

Texas

Registered Investment Advisory firm - (11/19/2024 Conditional Restricted)

Washington

Registered Investment Advisory firm - (3/4/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

650 Ne Holladay St Suite 1600, Portland, OR 97232

Mailing Address

Phone number

(503) 714-7357

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-11-13 XENA FINANCIAL PLANNING FORM ADV PART 2A (11/13/2025)

Regulatory assets under management

Total Number of Accounts	411
AUM (Assets Under Management)	$ 100,249,806

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James B. Hindes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Barrett Hindes's CRS (Customer Relationship Summary).

Certified licenses

Experience

XENA FINANCIAL PLANNING, LLC

ENOW FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 10/7/2018

Current Firm

XENA FINANCIAL PLANNING, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

XENA FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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