Alec D. Long

LONG ADVISORS LLC

Middlesex, VT

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CRD#: 7049053

Professional summary

Alec David Long is a registered financial advisor currently at LONG ADVISORS LLC located in Middlesex, Vermont.

Alec is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Alec has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Alec Long owns and manages a small business that manufactures and sells gelato (ice cream) located in Vermont. The name of the business is Chill Vermont Gelato, doing business as Chill. Alec Long spends approximately 15 hours per week on these activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alec David Long's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2022 - Present

LONG ADVISORS LLC

RIA

CRD#: 322839

Middlesex, VT

Past

January 23, 2019 - September 25, 2019

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(6/3/2024)

IAR

Vermont
(11/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/15/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/12/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/23/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/4/2019

Securities Industry Essentials Examination

Current Firm

LONG ADVISORS LLC

CRD#: 322839 / SEC#:

Delaware

Registered Investment Advisory firm - (5/29/2024 Approved)

Vermont

Registered Investment Advisory firm - (11/3/2022 Approved)

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Contact information

Main Address

Middlesex, VT

Mailing Address

Phone number

(802) 828-7490

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 2,473,178

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alec D. Long

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alec David Long's CRS (Customer Relationship Summary).

Certified licenses

Experience

LONG ADVISORS LLC

MFS FUND DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/15/2021

Series 63

Date: 2/12/2019

Series 7TO

Date: 1/23/2019

SIE

Date: 1/4/2019

Current Firm

LONG ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LONG ADVISORS LLC

TRUST BUT VERIFY

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