John W. Casey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Casey, who also goes by John W Casey, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1980. John had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2016 - December 31, 2019
PODESTA & CO.
July 13, 2004 - November 4, 2016
ABACUS INVESTMENTS, INC.
February 25, 2000 - August 6, 2003
HOWE BARNES HOEFER & ARNETT, INC.
April 26, 1993 - July 26, 2004
MM GLOBAL SECURITIES, INC.
November 29, 1991 - May 18, 1993
PODESTA & CO.
February 4, 1980 - November 27, 1991
HOWE BARNES HOEFER & ARNETT, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PODESTA & CO.
CRD#: 13140 / SEC#: 801-60698, 8-28860
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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