Leticia G. Nickel-jaroski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leticia Guadalupe Nickel-jaroski, who also goes by Leticia Guadalupe Jaroski, Leticia Nickel Jaroski, Leticia G Nickel, Leticia Guadalupe Nickeljaroski, was a registered financial professional .
Leticia is a previously registered financial professional and started their career in finance in 1980. Leticia had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2002 - September 2, 2014
CROSSMARK DISTRIBUTORS, INC.
March 20, 2002 - April 7, 2015
CROSSMARK GLOBAL INVESTMENTS, INC.
November 12, 1987 - July 9, 2001
CROSSMARK DISTRIBUTORS, INC.
March 1, 1983 - September 4, 1987
TRANSAMERICA FUND DISTRIBUTORS, INC.
February 22, 1980 - September 29, 1982
CONSECO FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/4/1980
Registered Representative ExaminationCurrent Firm
CROSSMARK DISTRIBUTORS, INC.
CRD#: 14970 / SEC#: , 8-30994
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROSSMARK GLOBAL HOLDINGS, INC. | PARENT COMPANY | |
| COPPEDGE, JIM ANTHONY | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER / PRINCIPAL | 3275004 |
| LINDSEY, HEATHER TREIGLE | PRESIDENT / CHIEF EXECUTIVE OFFICER / DIRECTOR | 2646043 |
| MIMS, PATRICIA | FINOP | 6954516 |
| WYNANT, SCOTT HOWARD | EXECUTIVE VICE PRESIDENT / PRINCIPAL | 1037373 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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