Brian M. Wotring
COLONIAL RIVER WEALTH MANAGEMENT LLC
Midlothian, VA 23114
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CRD#: 7048562
Professional summary
Brian Michael Wotring is a registered financial advisor currently at COLONIAL RIVER WEALTH MANAGEMENT LLC located in Midlothian, Virginia and LPL FINANCIAL LLC located in Midlothian, Virginia.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Brian has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LPL Financial LLC INVESTMENT RELATED: Yes ADDRESS: 340 Browns Hill Court, Midlothian, VA 23114 NATURE: Broker-Dealer POSITION: Registered Representative START DATE: 12/01/2023 HOURS: 20 TRADING HOURS: 20 DUTIES: Provide recommendations on commissionable transactions through LPL Financial 2) Colonial Financial Services, LLC INVESTMENT RELATED: No ADDRESS: 340 Browns Hill Court, Midlothian, VA 23114 NATURE: Insurance Sales POSITION: Insurance Agent START DATE: 12/01/2023 HOURS: 20 TRADING HOURS: 20 DUTIES: Provide insurance recommendations through Colonial River's affiliated insurance agency. 3) Brian Wotring Photography INVESTMENT RELATED: No ADDRESS: 1314 Walton Bluff Terrace, Midlothian, VA. 23114 NATURE: Photography POSITION: Photographer START DATE: 11/28/2014 HOURS: 5 TRADING HOURS: 0 4) 12/05/2023 - Colonial River Investments LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 12/1/2023 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through Colonial River Investments LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Michael Wotring's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2023 - Present
COLONIAL RIVER WEALTH MANAGEMENT LLC
Office #1: 340 Browns Hill Court, Midlothian, VA 23114RIA
CRD#: 284839
Midlothian, VA
Current
December 1, 2023 - Present
LPL FINANCIAL LLC
Office #1: 340 Browns Hill Court, Midlothian, VA 23114Office #2: 205 Bulifants Blvd Ste D, Williamsburg, VA 23188RIA
BD
CRD#: 6413
Midlothian, VA
Past
February 5, 2019 - December 4, 2023
EDWARD JONES
RIA
CRD#: 250
North Chesterfield, VA
Past
January 14, 2019 - December 4, 2023
EDWARD JONES
BD
CRD#: 250
North Chesterfield, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CR
COLONIAL RIVER WEALTH MANAGEMENT LLC
BURLESON FINANCIAL STRATEGIES, INC. | MOUNTAIN PEAK WEALTH ADVISORS LLC | LIONS BRIDGE FINANCIAL ADVISORS | COLONIAL RIVER WEALTH MANAGEMENT, LLC | COLONIAL RIVER WEALTH MANAGEMENT LLC | COLONIAL RIVER INVESTMENTS, LLC | COLONIAL RIVER
CRD#: 284839 / SEC#: 801-113243
RIA
Registered Investment Advisory firm - (5/14/2018 Approved)Virginia
Registered Investment Advisory firm - (8/29/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/11/2024)
RR
Arizona(1/11/2024)
RR
California(12/1/2023)
RR
Delaware(1/11/2024)
RR
Florida(1/11/2024)
RR
Georgia(1/11/2024)
RR
Idaho(12/1/2023)
RR
Kentucky(3/11/2024)
RR
Louisiana(1/11/2024)
RR
Maine(1/11/2024)
RR
Maryland(12/1/2023)
RR
Minnesota(1/11/2024)
RR
Mississippi(1/11/2024)
RR
New Hampshire(1/11/2024)
RR
New Jersey(12/1/2023)
RR
New Mexico(1/11/2024)
RR
New York(12/1/2023)
RR
North Carolina(12/1/2023)
RR
Ohio(1/11/2024)
RR
Oklahoma(12/1/2023)
RR
Oregon(12/1/2023)
RR
Pennsylvania(1/11/2024)
RR
South Carolina(12/1/2023)
RR
Texas(12/1/2023)
RR
Utah(12/1/2023)
RR
Virginia(12/1/2023)
IAR
Virginia(12/1/2023)
RR
Washington(1/11/2024)
RR
Wisconsin(1/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/12/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CR
COLONIAL RIVER WEALTH MANAGEMENT LLC
BURLESON FINANCIAL STRATEGIES, INC. | MOUNTAIN PEAK WEALTH ADVISORS LLC | LIONS BRIDGE FINANCIAL ADVISORS | COLONIAL RIVER WEALTH MANAGEMENT, LLC | COLONIAL RIVER WEALTH MANAGEMENT LLC | COLONIAL RIVER INVESTMENTS, LLC | COLONIAL RIVER
CRD#: 284839 / SEC#: 801-113243
RIA
Registered Investment Advisory firm - (5/14/2018 Approved)Virginia
Registered Investment Advisory firm - (8/29/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
340 Browns Hill Court, Midlothian, VA 23114
Mailing Address
Phone number
(804) 335-1200
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,524 |
| AUM (Assets Under Management) | $ 339,836,345 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COLONIAL RIVER WEALTH MANAGEMENT LLC
CRD#: 284839Midlothian, VA 23114TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
