Juyoung Oh
Professional summary
Juyoung Oh, CFP®, who also goes by Clay Oh, Ju Young Oh, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Dallas, Texas and SANFORD C. BERNSTEIN & CO., LLC located in Dallas, Texas.
Juyoung is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Juyoung has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Juyoung Oh's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2022 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 2000 Mckinney Avenue, Suite 2100, Dallas, TX 75201January 25, 2022 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 2000 Mckinney Avenue, Suite 2100, Dallas, TX 75201January 4, 2021 - February 4, 2022
GOLDMAN SACHS & CO. LLC
September 5, 2019 - February 4, 2022
GOLDMAN SACHS WEALTH SERVICES, L.P.
August 12, 2019 - January 4, 2021
MERCER ALLIED COMPANY, L.P.
February 21, 2019 - July 30, 2019
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/25/2022)
(1/25/2022)
Exams
Series 7TO
Date: 1/3/2020
General Securities Representative ExaminationSeries 6TO
Date: 2/21/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
ALLIANCEBERNSTEIN L.P.
CRD#: 108477Dallas, TX 75201TRUST BUT VERIFY
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