SB
Sandi M. Bullock
FIRST COMMAND ADVISORY SERVICES
Aberdeen, NC
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CRD#: 7048220
SB
Professional summary
Sandi Marie Bullock, who also goes by Sandi Marie Hayes, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Aberdeen, North Carolina and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fayetteville, North Carolina.
Sandi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Sandi has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sandi Marie Hayes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Capital Acquisitions Financial Services LLC ; Whether the business is investment-related: Yes ; Address of the other business: 2153 Valleygate Dr, Ste 201 Fayetteville, NC 28304 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: 10/1/2023 ; The approximate number of hours/month you devote to the other business: Over 40 ; The number of hours you devote to the other business during securities trading hours: Over 40 ; Briefly describe your duties relating to the other business: The LLC will be taxed as an S Corp and handle the financial payments to my employees in my role as a Financial Advisor with FC
CRS (Client Relationship Summary) - RIA
Click below to view Sandi Marie Bullock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 11, 2019 - Present
FIRST COMMAND ADVISORY SERVICES
Office #2: 2153 Valleygate Drive Suite 201, Fayetteville, NC 28304RIA
CRD#: 281958
Aberdeen, NC
Current
April 27, 2019 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 2153 Valleygate Drive Suite 201, Fayetteville, NC 28304BD
CRD#: 3641
Fayetteville, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2023)
RR
Arizona(1/5/2022)
RR
Florida(3/9/2021)
RR
Georgia(3/9/2021)
RR
Indiana(11/24/2021)
RR
Louisiana(7/29/2025)
RR
Maryland(4/5/2022)
RR
New Mexico(7/22/2025)
RR
North Carolina(6/11/2019)
IAR
North Carolina(6/11/2019)
RR
Ohio(11/12/2021)
RR
Oregon(10/16/2019)
RR
Pennsylvania(5/28/2021)
RR
South Carolina(1/5/2021)
RR
Texas(1/2/2020)
IAR
Texas(1/2/2020)
RR
Virginia(10/22/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/27/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
