Gregory D. Sanford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory D. Sanford, who also goes by Gregory Delanoy Sanford, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1980. Gregory had worked at 6 firms and has passed the Series 63, Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2012 - September 9, 2014
WTS PROPRIETARY TRADING GROUP LLC
May 9, 2006 - December 20, 2007
OPUS TRADING FUND LLC
April 4, 2002 - February 2, 2005
GREENWOOD PARTNERS L.P.
August 25, 1984 - April 10, 2002
CROWN FINANCIAL GROUP, INC.
November 19, 1981 - August 20, 1984
UBS CAPITAL MARKETS L.P.
February 22, 1980 - June 8, 1982
M. S. WIEN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 11/29/2012
Proprietary Trader Qualification ExaminationSeries 55
Date: 1/31/2000
Limited Representative-Equity Trader ExamCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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