Elisabeth G. Orford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elisabeth Gregory Orford, who also goes by Elisabeth Gregory Quirk, was a registered financial professional .
Elisabeth is a previously registered financial professional and started their career in finance in 1995. Elisabeth had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2004 - January 5, 2017
VANGUARD ADVISERS, INC.
March 4, 2004 - January 5, 2017
VANGUARD MARKETING CORPORATION
August 14, 2001 - February 17, 2004
J.P. MORGAN SECURITIES INC.
August 9, 2001 - February 17, 2004
J.P. MORGAN SECURITIES INC.
May 14, 2001 - May 25, 2001
J.P. MORGAN SECURITIES INC.
January 24, 2000 - July 31, 2001
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
October 19, 1999 - January 28, 2000
JPMSI
January 25, 1996 - September 29, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 11, 1995 - December 14, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
March 23, 1995 - December 14, 1995
IDS LIFE INSURANCE COMPANY
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
